CIM Chimera Investment Corp.
XNYS 8.45 DelayedStock quote, options chain, IV rank, technicals, AI analysis, and institutional ownership. Iron condor setups Expected move IV rank history Fibonacci levels Insider trading
Market data may be delayed, incomplete, or inaccurate. Not a recommendation to buy, sell, or hold any security. Verify quotes with your broker before trading. See Terms §17.
CIM
$8.45
—
Key stats
$8.45
After hours
$8.45
+0.00%
- 52-Week Range
- $8.11 – $14.18
- YTD
- -33.67%
- IV Rank (30D)
- 77.5
- Straddle Price
- $1.22
- P/C Vol Ratio
- 1.95
- Market Cap
- $0.7B
- Open
- $8.39
- Day Range
- $8.23 – $8.60
- Volume
- 1,514,600
- Prev Close
- $8.24
Fair Value
MODEL: NEUTRAL
A blended fair-value estimate combining up to six valuation methods. Each method is weighted by how well it fits the company — DCF down-weights for unprofitable names; DDM only fires for steady dividend payers; comparables down-weight when peer multiples disagree.
- DCF (quality-aware) — projects free cash flow with a horizon that scales to business quality. True compounders (quality 6/6) get 10 years explicit + 10 years fade before terminal; cyclical/struggling names (quality 0-1) get a 5-year terminal cliff. Quality is scored from ROE, gross margin, growth, FCF margin, debt load, and FCF consistency — the same factors that drive market premium for compounders.
- Market-Implied Growth (in Model Inputs) — reverse-DCF that answers "what growth rate is the market pricing in?". Lets you sanity-check the deviation: if implied growth is plausible for the business, the model's bearish flag may be wrong; if implausible, the market may be over-extrapolating.
- DDM (Gordon Growth Dividend Model) — values the stream of future dividends. Only used when trailing yield ≥ 2% and dividend payments are stable — below that the dividend is a token payout and Gordon (which values only the dividend stream) systematically underprices growth names, so those route to DCF + comparables + market anchor instead.
- P/E, EV/EBITDA, P/B, P/S — applies the peer-group median multiple to this company's per-share metric. Peers come from the same set as the "Related symbols" card. Earnings/sales metrics are forward-tilted by the company's recent revenue growth (capped at 25%) so they're comparable to peers' growth-embedded multiples — mimics how analysts use NTM rather than TTM. Per-multiple weights are biased by company quality (e.g. P/B down-weighted for asset-light tech).
- Market Anchor (SMA50) — the 50-day moving average, weighted by recent trading-range stability (tighter Bollinger bands → higher weight). Captures information fundamentals miss (forward consensus, sentiment, supply/demand) — but only when recent trading is steady enough that the market has converged on a view. During wild breakouts or breakdowns the anchor's weight collapses.
- Options Expected (B-L 30d) — the risk-neutral expected stock price at 30-day options expiration, derived from the full implied-volatility surface via Breeden-Litzenberger (second derivative of call price wrt strike → implied PDF, then E[S_T]). Forward-looking, captures all options-implied information (smile, skew, term structure) in one number. Weighted by chain liquidity. SP500-only at present (pre-computed daily). Backtest evidence: adds modest alpha across most bucket × holding combos.
- Blended value — weighted average. Confidence reflects how many methods fired and how tight peer dispersion is.
- Deviation pill — green when blended FV ≥ 10% above current price (undervalued); red when ≥ 10% below; grey otherwise.
| 10-yr Treasury (rf) | 5.15% |
| Beta vs SPY | 1.19 |
| Cost of Equity (CAPM) | 11.70% (VRP-adj) |
| WACC | 10.01% |
| Volatility Risk Premium | +122.6pp (IV − HV30), ERP adj +50bps |
| Effective Tax Rate | 21.0% |
| Rev. Growth (YoY, DCF input) | +3.0% |
| DCF Horizon | 10 years explicit + fade |
| Forward Tilt (NTM/TTM) | ×1.03 (applied to P/E, EV/EBITDA, P/S) |
| Free Cash Flow (TTM) | $-0.4B |
| Return on Equity (TTM) | -3.8% |
| Book / Price | 352.2% — banking bias active (P/B is primary) |
| Gross Margin (TTM) | 100.0% |
| FCF Margin (TTM) | -4538.1% |
| Debt / Equity | 0.10 |
| Quality Score | 2/6 — normal (10y DCF) |
| SMA 50 | $10.49 (Market Anchor value) |
| SMA 20 / Bollinger Mid | $9.11 |
| Bollinger Width / SMA20 | 333.3% (drives anchor stability) |
| Net Debt | $-0.2B |
| Market Cap | $1B |
Peers used for multiples: ABR, AGNC, ARR, DX, NLY, ORC, RITM, STWD
60-Day Conviction
21%
20-Day Fair Value
≈ by Nov 20, 2026
$8.48
α +0.4%
rank 74%
conviction
26%
40-Day Fair Value
≈ by Dec 21, 2026
$8.50
α +0.6%
rank 76%
conviction
18%
60-Day Fair Value
≈ by Jan 19, 2027
$8.50
α +0.5%
rank 77%
conviction
21%
| Method | Implied Price | Weight | Detail |
|---|---|---|---|
| DCF | n/a | 0% | |
| DDM (Gordon) | $20.35 | 24% | |
| Peer P/E | n/a | 0% | median 5.7× · 8 peers |
| Peer EV/EBITDA | n/a | 0% | median 18.2× · 3 peers |
| Peer P/B | $20.17 | 12% | median 0.7× · 8 peers |
| Peer P/S | $0.27 | 12% | median 2.5× · 4 peers |
| Market Anchor (SMA50) | $10.49 | 52% | stability 85% (BB-width) |
| Options Expected (B-L 30d) | $8.80 | 0% | 8 strikes · skew +0.47 |
As of 2026-10-22 · updated
Related
About
- Industry (SIC)
- REAL ESTATE INVESTMENT TRUSTS (6798) · industry map
- Exchange
- XNYS
- Market Cap
- $0.7B
- Employees
- 423
- List Date
- 2007-11-16
- CIK
- 0001409493
- Next Earnings
- 2026-11-05 (Pre-Market)
- Headquarters
- New York, NY
- Homepage
- https://www.chimerareit.com
Chimera Investment Corporation is an internally managed REIT whose principal business objective is to provide attractive risk-adjusted returns and distributable income through investment performance linked to mortgage credit fundamentals. Through its mortgage lending, investment management, and advisory services platforms, the Company operates as a fully integrated mortgage business that originates, manages, and invests in a diversified range of mortgage assets. The Company invests, directly or indirectly, generally on a levered basis across a spectrum of mortgage assets, including residential…
Summary
—
composite
—
No summary data available for this symbol yet.
Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.
Chart
Seasonality
| Month | '21 | '22 | '23 | '24 | '25 | '26 | Avg |
|---|---|---|---|---|---|---|---|
| Jan | 2.64% | -5.35% | 24.19% | -3.23% | 5.83% | -3.06% | 3.50% |
| Feb | 11.61% | -14.84% | -13.93% | -10.84% | -3.92% | 10.38% | -3.59% |
| Mar | 7.99% | 1.01% | -10.76% | 5.25% | -9.39% | -8.53% | -2.40% |
| Apr | 2.50% | -17.26% | 1.43% | -9.25% | -3.22% | 9.47% | -2.72% |
| May | 6.56% | -3.64% | -12.20% | -6.67% | 8.39% | -2.37% | -1.66% |
| Jun | 4.87% | -11.09% | 17.04% | 7.65% | 6.20% | -1.40% | 3.88% |
| Jul | -2.52% | 15.82% | 11.55% | 16.79% | -4.43% | -7.07% | 5.02% |
| Aug | 5.44% | -19.28% | -3.35% | 8.63% | 5.43% | -9.19% | -2.05% |
| Sep | -3.07% | -36.65% | -10.34% | 2.99% | -5.64% | -15.66% | -11.40% |
| Oct | 3.93% | 27.84% | -8.40% | -2.64% | -4.92% | -9.82%* | 1.00% |
| Nov | 0.63% | 1.03% | 6.33% | -1.00% | 0.87% | -- | 1.57% |
| Dec | -3.46% | -21.09% | -6.90% | -5.34% | -3.27% | -- | -8.01% |
| Total | 42.54% | -65.16% | -12.85% | -1.29% | -9.47% | -33.80% | -13.34% |
Technical Indicators
Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.
Trend Indicators
- SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
- EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
- MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
- ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
- +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
- RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
- Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
- Williams %R — inverted scale: <−80 oversold, >−20 overbought.
Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.
Volume & Volatility
- Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
- OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
- Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
- ATR / True Range — average daily $ move; sizing and stop-loss reference.
- HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.
Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →
Trend Indicators
SMA 20: $9.02
SMA 50: $10.42
SMA 200: $12.44
Current: $8.45
EMA 12: $8.66
EMA 26: $9.31
MACD: -0.6527 | Signal: 0.0117
BEARISH
ADX (14): 64.66
STRONG TREND
+DI: 9.95
−DI: 36.72
Momentum Oscillators
RSI (14): 28.64
OVERSOLD
Stoch %K: 18.70
Stoch %D: 11.81
Williams %R: -71.67
Volume & Volatility
BB Upper: $10.29
BB Lower: $7.74
NEUTRAL
OBV: -28,835,853
Vol SMA 20: 1,692,502
Vol ROC: -21.76%
ATR: $0.29
True Range: $0.37
HV 20: 34.6%
HV 30: 32.3%
HV 60: 28.8%
Data Summary
Data Points: 500
Last Updated:
Date Range: 2024-10-24T00:00:00 – 2026-10-22T00:00:00
AI Analysis
Here is a comprehensive stock analysis report for Chimera (CIM) based on the provided data:
Executive Summary Overall assessment: NEUTRAL with confidence level 6/10 Key drivers and primary risks: * Technical indicators suggest a strong trend, but momentum oscillators indicate neutral sentiment. * Recent news headlines have been mostly negative, which may impact price movements. * Options market signals show medium volatility, but put/call ratios indicate bearish sentiment.
Technical Analysis Trend Direction: Short-term (1-4 weeks): Bullish; Medium-term (1-3 months): Neutral; Long-term (3-12 months): Bullish Support/Resistance Levels: * SMA 20: $12.25 (resistance) * SMA 50: $12.84 (resistance) * SMA 200: $12.97 (resistance) * Upper Bollinger Band: $13.03 (resistance) Support levels are not identified, as the stock is trending higher. Momentum Signals: * RSI interpretation: Neutral (32.60 <30 oversold >70 overbought) * MACD signal: Bearish (signal line below 0, histogram below -0.29) * Bollinger Bands position: Neutral (price touching middle band)
News & Sentiment Analysis Recent Headlines Summary: 1. Negative news about EPS misses and negative sentiment. 2. Negative news about earnings miss. 3-6. Neutral articles discussing dividend yields and income investing.
Sentiment Assessment: NEUTRAL with a slight bearish bias (average sentiment is 35% bearish) Catalyst Identification: None Market Narrative: The stock's recent price movement may be driven by the negative news headlines, which could continue to impact the stock's performance.
Risk & Volatility Assessment Beta Interpretation: Low risk relative to market (beta <0.8) Volatility Regime: Current vs historical volatility levels - low volatility Options Market Signals: * IV rank: 27.8% (medium) * Put/call ratios: Bearish sentiment (4.03) * Unusual activity: None
Market Context & Positioning Sector Performance: Relative strength within the sector/market (0.30 correlation with SPY) Institutional Activity: Volume patterns suggesting institutional interest in calls and puts Correlation Analysis: Low correlation with market (0.26 stock volatility)
Key Levels & Action Items Critical Price Levels: * SMA 20: $12.25 (resistance) * SMA 50: $12.84 (resistance) Breakout/Breakdown Levels: * Upper Bollinger Band: $13.03 (resistance) Time-Sensitive Catalysts: Earnings date not available Risk Management: * Stop-loss levels: $11.48 (lower Bollinger Band) and $12.01 (EMA 12) * Position sizing considerations: Avoid large positions due to low volatility
Note: This analysis is based on the provided data and should be considered as a starting point for further research and due diligence. The assessment is subjective and may change as new information becomes available.
Generated
News
All CIM news →
Earnings History
12 of 23 under expected move
Avg Expected Move
6.07%
Avg Actual Move
4.56%
| Earnings Date | Timing | Expected Move | Actual Move | Ratio | Outcome |
|---|---|---|---|---|---|
| 2021-02-10 | Pre-Market | 4.95% | 0.45% | 0.09x | Within |
| 2021-05-05 | Pre-Market | 4.27% | 4.56% | 1.07x | Exceeded |
| 2021-08-04 | Pre-Market | 5.34% | 0.14% | 0.03x | Within |
| 2021-11-03 | Pre-Market | 4.79% | 6.16% | 1.29x | Exceeded |
| 2022-02-17 | Pre-Market | 6.32% | 4.75% | 0.75x | Within |
| 2022-05-05 | Pre-Market | 8.04% | 4.47% | 0.56x | Within |
| 2022-08-04 | Pre-Market | 0.82% | 8.59% | 10.48x | Exceeded |
| 2022-11-03 | Pre-Market | 8.15% | 8.92% | 1.09x | Exceeded |
| 2023-02-02 | Pre-Market | 0.88% | 1.46% | 1.66x | Exceeded |
| 2023-05-04 | Pre-Market | 10.29% | 3.06% | 0.30x | Within |
| 2023-08-03 | Pre-Market | 7.26% | 8.55% | 1.18x | Exceeded |
| 2023-11-02 | Pre-Market | 7.35% | 1.84% | 0.25x | Within |
| 2024-02-14 | Pre-Market | 11.70% | 6.43% | 0.55x | Within |
| 2024-05-09 | Pre-Market | 8.74% | 11.08% | 1.27x | Exceeded |
| 2024-08-07 | After-Close | 6.33% | 0.00% | 0.00x | Within |
| 2024-11-06 | Pre-Market | 6.86% | 0.00% | 0.00x | Within |
| 2025-02-12 | Pre-Market | 4.64% | 7.82% | 1.69x | Exceeded |
| 2025-05-08 | Pre-Market | 5.62% | 6.58% | 1.17x | Exceeded |
| 2025-08-06 | Pre-Market | 5.71% | 2.58% | 0.45x | Within |
| 2025-11-06 | After-Close | 5.12% | 4.01% | 0.78x | Within |
| 2026-02-11 | Pre-Market | 6.10% | 6.42% | 1.05x | Exceeded |
| 2026-05-07 | Pre-Market | 5.50% | 0.66% | 0.12x | Within |
| 2026-08-05 | Pre-Market | 4.94% | 6.40% | 1.30x | Exceeded |
Earnings calendar: this week’s reports with expected vs actual moves →
CIM Options Activity & IV Rank
CIM IV rank history, 52-week IV rank and IV percentile →
Volatility Metrics
Current IV: 54.5%
7-DTE IV: —
Expected Move: $1.22
7-DTE Move: $1.22
Days to Exp: 29 (2026-11-20)
Options Flow
Call Volume: 57
Put Volume: 111
P/C Volume: 1.947
BEARISH
Call OI: 351
Put OI: 2,668
P/C OI: 7.601
Total OI: 3,019
ATM Options Pricing
ATM Call: $1.02
ATM Put: $0.20
Call %: 12.1%
Put %: 2.4%
Chain Summary
Chain Volume: 14,149
Chain OI: 32,721
Last Updated: 10/22/2026
Spread Scanner GPU
Each spread is ranked by a composite score built in three stages. Full documentation →
Stage 1 — Base Score (GPU scanner)
score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.
Stage 2 — Skew Adjustment (±25% cap)
RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.
Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
- RSI <40 bullish / >60 bearish
- MACD crossover + histogram trend
- Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
- Stochastic %K <20 / >80
- Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
- Blended ATR + straddle expected-move penalty
- Bollinger Band signal (+ counter-trend penalty)
- BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
- IV rank ≥ 75 → strong boost for credit spreads
- IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
- Min open interest across all legs
- OI < 100 → −0.10 · OI < 500 → −0.05
score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →
Enter a ticker to scan for optimal spread opportunities.
Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.
Dealer Positioning
LOW γ vs HISTORY
Estimated net dealer gamma is at the 11th percentile of this name's own daily history, near the low end of its range. This describes current positioning; it is not a forecast or a trading signal.
Gamma percentile
11%
vs own history
GEX tilt
-0.82
OI-weighted, today
Vanna tilt
+0.04
δ-sensitivity to IV
Charm tilt
+0.24
δ-decay vs time
? What is this?
· 7 ATM contracts, 3k total OI
Net dealer gamma is an estimate of the aggregate gamma held by options market makers across this name's option chain, weighted by open interest. Dealer positions aren't public, so it uses a standard simplifying assumption: dealers are treated as long the calls and short the puts that are open. Actual dealer books can differ.
Gamma percentile ranks today's estimate against this name's own daily history, from 0% (the lowest reading on record) to 100% (the highest). Raw gamma scales with how much open interest a chain carries, so it isn't comparable across names; the percentile is. The badge marks the bottom 20% as low and the top 20% as high.
Tilts run from −1 to +1 and show how lopsided the estimated dealer exposure is. GEX tilt compares call gamma with put gamma. Vanna tilt describes how the hedge would shift if implied volatility changed, and charm tilt how it would shift with the passage of time.
This card describes estimated positioning and where it sits historically. It is not a forecast of price direction or volatility and not a trading signal. Market-wide view: Dealer positioning screener.
Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Wing vs ATM
IV(put wing) − IV(ATM), in vol pointsHow much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.
- Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
- Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
- Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
- Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each sideWhich side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.
- Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
- Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
- Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
- Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together
Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:
- High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
- Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
- Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d
—
—
pts
EXTREME
No data
30 DTE / 10d
—
—
pts
EXTREME
ATM 63.7% / Wing —
Extreme reading.
Historically these have been contrarian — on the small set of observed earnings-day cases, large negative wing-vs-ATM gaps (calls pricing much richer than puts at the same delta) preceded sharp drops in the underlying within 1-12 days. Not financial advice and the dataset is small.
Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.
Volatility Surface
Enter a ticker to render the implied volatility surface.
Volatility Smile
Enter a ticker to render the implied volatility smile.
IV Rank (7 DTE)
IV Rank (30 DTE)77.5HighOct 22
Straddle Price (30 DTE)$1.22Oct 22
Beta Analysis
Risk Metrics
Beta: 0.6540
Alpha: -49.50%
Correlation: 0.3048
R-Squared: 9.3%
Stock Volatility: 27.4%
Market Volatility: 12.7%
Analysis Details
Benchmark: SPY
Data Points: 251
Period: 252 trading days
Data Points: 251
Period: 252 trading days
Interpretation:
Low volatility - stock moves less than market
Low volatility - stock moves less than market
Beta & Alpha Over Time
Notable investors who own CIM
4 of 37 tracked investors
| Investor | Value | Share of their portfolio | Rank | Q/Q shares | Source |
|---|---|---|---|---|---|
| Citadel Hedge fund Ken Griffin | $1.6M | #3163 of 6285 | -25.8% | 13F | |
| Millennium Management Hedge fund Izzy Englander | $529K | #3151 of 3716 | -73.4% | 13F | |
| Renaissance Technologies Hedge fund Jim Simons | $329K | #2745 of 3138 | -43.3% | 13F | |
| Rockefeller Capital Management Family office Rockefeller family | $11K | #3979 of 4729 | -0.2% | 13F |
Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions
CIM Institutional Ownership (13F)
Latest filings — 2026-09-30
? 13F Guide
Diluted shares outstanding: 83,231,168 (as of 2026-06-30)
Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.
- Shares — long equity positions in this name, aggregated across share classes.
- Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
- % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
- Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.
Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.
4 filers$8.04M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $4.95M | 61.54% | 2026-06-30 |
| 2 | Jane Street Group, LLC Custodian | $1.28M | 15.88% | 2026-06-30 |
| 3 | Citadel Advisors LLC Custodian | $1.23M | 15.27% | 2026-06-30 |
| 4 | Wolverine Trading, LLC Custodian | $587.25K | 7.31% | 2025-09-30 |
6 filers$3.45M notional
| # | Filer | Notional Value | % of Total | Period |
|---|---|---|---|---|
| 1 | Susquehanna International Group, LLP Custodian | $2.14M | 61.98% | 2026-06-30 |
| 2 | Wolverine Trading, LLC Custodian | $415.80K | 12.04% | 2025-09-30 |
| 3 | IMC-Chicago, LLC Custodian | $373.52K | 10.81% | 2026-06-30 |
| 4 | Citadel Advisors LLC Custodian | $284.14K | 8.22% | 2026-06-30 |
| 5 | Jane Street Group, LLC Custodian | $229.45K | 6.64% | 2026-06-30 |
| 6 | Simplex Trading, LLC Custodian | $10.67K | 0.31% | 2026-06-30 |
CIM Insider Trading (Form 4)
Latest: 2026-06-15Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.
| Filed | Reporter | Role | Action | Shares | Avg Price | Net $ | Link |
|---|---|---|---|---|---|---|---|
| 2026-06-15 | Gerard Creagh | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-06-15 | Debra Still | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-06-15 | Brian Patrick Reilly | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-06-15 | Susan Mills | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-06-15 | Cynthia B Walsh | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-06-15 | Kevin Gerald Chavers | Director | Award (A) | +11,263 | — | EDGAR | |
| 2026-02-19 | Phillip John Kardis II | President and CEO | Tax (F) | −127,168 | $13.70 | -$1.74M | EDGAR |
| 2026-02-19 | Jack Lee Macdowell Jr | Chief Investment Officer | Tax (F) | −12,200 | $13.70 | -$167.1K | EDGAR |
| 2026-02-19 | Miyun Sung | Chief Legal Officer & Secy. | Tax (F) | −8,165 | $13.70 | -$111.9K | EDGAR |
| 2026-02-19 | Subramaniam Viswanathan | Chief Financial Officer | Tax (F) | −51,800 | $13.70 | -$709.7K | EDGAR |
| 2026-01-21 | Subramaniam Viswanathan | Chief Financial Officer | Award (A) | +54,537 | — | EDGAR | |
| 2026-01-21 | Phillip John Kardis II | President and CEO | Award (A) | +194,774 | — | EDGAR | |
| 2026-01-21 | Miyun Sung | Chief Legal Officer & Secy. | Award (A) | +31,164 | — | EDGAR | |
| 2026-01-21 | Jack Lee Macdowell Jr | Chief Investment Officer | Award (A) | +85,701 | — | EDGAR | |
| 2025-12-22 | Subramaniam Viswanathan | Chief Financial Officer | Award (A) | +47,251 | — | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.
CIM Insider Holdings
11 insiders · @ $8.45
Officers, directors, and 10%+ owners who have filed a Form 4 in the past two years, ranked by current disclosed exposure (shares × today's price). Shares are direct + indirect (via trusts / LLCs / spouse). Excludes unvested RSU and option grants — those aren't beneficially owned until vest.
| # | Insider | Role | Shares | Disclosed Exposure | Lifetime OM Net | Filings | Last Filed |
|---|---|---|---|---|---|---|---|
| 1 | Phillip John Kardis II | President and CEO | 579,085 | $4.89M | $24.3K | 25 | 2026-02-19 |
| 2 | Jack Lee Macdowell Jr | Chief Investment Officer | 302,421 | $2.56M | $2.48M | 5 | 2026-02-19 |
| 3 | Subramaniam Viswanathan | Chief Financial Officer | 200,507 | $1.69M | $0 | 14 | 2026-02-19 |
| 4 | Gerard Creagh | Director | 188,015 | $1.59M | $1.07M | 24 | 2026-06-15 |
| 5 | Sudhanshu Thakkar | Chief Credit & Risk Officer | 117,905 | $996.3K | $0 | 10 | 2025-02-25 |
| 6 | Brian Patrick Reilly | Director | 106,133 | $896.8K | $37.5K | 10 | 2026-06-15 |
| 7 | Miyun Sung | Chief Legal Officer & Secy. | 60,836 | $514.1K | $0 | 6 | 2026-02-19 |
| 8 | Debra Still | Director | 60,706 | $513.0K | $0 | 9 | 2026-06-15 |
| 9 | Kevin Gerald Chavers | Director | 50,506 | $426.8K | $0 | 6 | 2026-06-15 |
| 10 | Susan Mills | Director | 37,757 | $319.0K | $0 | 4 | 2026-06-15 |
Lifetime OM Net = signed sum of open-market buys (P) and sells (S) over their career; excludes grants, tax withholdings, and dispositions to issuer. A large negative number is normal for long-tenured executives — they've sold compensation grants over many years.
CIM Board & Officers
As of SEC filings through Jun 15, 2026Directors 6
- Gerard Creagh · since Apr 1, 2010
- Debra Still · since Mar 6, 2018
- Brian Patrick Reilly · since Jul 31, 2019
- Kevin Gerald Chavers · since Jun 10, 2021
- Susan Mills · since Nov 13, 2023
- Cynthia B Walsh · since Dec 1, 2024
Officers 4
- Phillip John Kardis II · President and CEO · listed since Feb 2025
- Subramaniam Viswanathan · Chief Financial Officer · since Jul 31, 2021
- Jack Lee Macdowell Jr · Chief Investment Officer · since Dec 2, 2024
- Miyun Sung · Chief Legal Officer & Secy. · listed since Dec 2025
Changes in the last 10 years (34)
| Dec 2, 2025 | Miyun Sung listed as Chief Legal Officer & Secy. (previously Chief Legal Officer &Secretary) in SEC filings |
| Apr 9, 2025 | The company announced the departure of Sandra Bell from the board in an SEC filing |
| Apr 2, 2025 | The company announced the departure of Sudhanshu Thakkar as Chief Credit & Risk Officer in an SEC filing |
| Feb 25, 2025 | Phillip John Kardis II listed as President and CEO (previously Chief Executive Officer) in SEC filings |
| Dec 17, 2024 | Sudhanshu Thakkar listed as Chief Credit & Risk Officer (previously Co-Chief Investment Officer) in SEC filings |
| Dec 2, 2024 | Jack Lee Macdowell Jr became Chief Investment Officer |
| Dec 1, 2024 | Cynthia B Walsh became a director |
| Jan 18, 2024 | Miyun Sung listed as Chief Legal Officer &Secretary (previously Chief Legal Officer) in SEC filings |
| Jan 10, 2024 | The company announced the departure of Choudhary Yarlagadda from the board in an SEC filing |
| Jan 10, 2024 | The company announced the departure of Choudhary Yarlagadda as Pres. COO, Co-CIO in an SEC filing |
| Jan 3, 2024 | Choudhary Yarlagadda listed as Pres. COO, Co-CIO (previously President, COO, Co-CIO) in SEC filings |
| Nov 13, 2023 | Susan Mills became a director |
| Nov 9, 2023 | Miyun Sung became Chief Legal Officer |
| Mar 24, 2023 | The company announced the departure of Phillip John Kardis II from the board in an SEC filing |
| Mar 24, 2023 | The company announced the departure of Phillip John Kardis II from the board in an SEC filing |
| Jan 4, 2023 | Phillip John Kardis II listed as Chief Executive Officer (previously Chief Legal Officer) in SEC filings |
| Jan 4, 2023 | Phillip John Kardis II first listed as a director in an SEC filing |
| Jan 4, 2023 | Choudhary Yarlagadda listed as President, COO, Co-CIO (previously Pres. and Chief Oper. Officer) in SEC filings |
| Dec 10, 2022 | The company announced the departure of Mohit Marria from the board in an SEC filing |
| Dec 10, 2022 | Sudhanshu Thakkar became Co-Chief Investment Officer |
| Mar 24, 2022 | The company announced the departure of John Patrick Reilly from the board in an SEC filing |
| Dec 2, 2021 | Sandra Bell became a director |
| Jul 31, 2021 | Subramaniam Viswanathan became Chief Financial Officer |
| Jun 22, 2021 | Kelley Kortman became Principal Accounting Officer |
| Jun 10, 2021 | Kevin Gerald Chavers became a director |
| Jan 5, 2021 | Mohit Marria listed as CEO & Chief Investment Officer (previously Chief Investment Officer) in SEC filings |
| Jan 5, 2021 | Mohit Marria first listed as a director in an SEC filing |
| Jan 5, 2021 | Choudhary Yarlagadda listed as Pres. and Chief Oper. Officer (previously Chief Operating Officer) in SEC filings |
| Jan 5, 2021 | Choudhary Yarlagadda first listed as a director in an SEC filing |
| Jul 31, 2019 | Brian Patrick Reilly became a director |
| Jun 4, 2018 | Paul A Keenan reported in an SEC filing no longer being a director |
| Mar 6, 2018 | Debra Still became a director |
| Feb 21, 2018 | Phillip John Kardis II first listed as a director in an SEC filing |
| Nov 1, 2017 | Teresa Bryce Bazemore became a director |
Not reported recently (8)
- Kelley Kortman · Last reported as Principal Accounting Officer in an SEC filing dated Jan 3, 2024
- Mark Abrams · Last reported as a director in an SEC filing dated Jun 16, 2023
- Mohit Marria · Last reported as CEO & Chief Investment Officer in an SEC filing dated Feb 8, 2022
- Robert S Colligan · Last reported as Chief Financial Officer in an SEC filing dated Feb 18, 2021
- Paul Donlin · Last reported as a director in an SEC filing dated Jun 3, 2020
- Dennis Mahoney · Last reported as a director in an SEC filing dated Jun 3, 2020
- Teresa Bryce Bazemore · Last reported as a director in an SEC filing dated Jun 3, 2020
- Matthew Lambiase · Last reported as a director in an SEC filing dated Mar 24, 2020
Compiled from SEC filings by the company and its directors and officers. Dates are as stated in those filings. Where no filing says when someone left, we show the last filing that listed them.
ETF Holders
48 ETFs hold CIM
25 shown · $165.19M total exposure · 0.03% AUM-weighted avg weight
| # | ETF | Provider | Weight | $ Exposure | ETF AUM | As Of |
|---|---|---|---|---|---|---|
| 1 | VTI Vanguard Morningstar Total Stock Market ETF | Vanguard | 0.00% | $24.1M | — | 2026-09-30 |
| 2 | IWM iShares Russell 2000 ETF | iShares (BlackRock) | 0.02% | $18.3M | $75.1B | 2026-10-20 |
| 3 | PFF iShares Preferred and Income Securities ETF | iShares (BlackRock) | 0.15% | $17.4M | $11.9B | 2026-10-20 |
| 4 | VB Vanguard Morningstar Small-Cap ETF | Vanguard | 0.01% | $17.1M | — | 2026-09-30 |
| 5 | VBR Vanguard Morningstar Small-Cap Value ETF | Vanguard | 0.02% | $11.1M | — | 2026-09-30 |
| 6 | REM iShares Mortgage Real Estate ETF | iShares (BlackRock) | 2.33% | $10.5M | $446.2M | 2026-10-20 |
| 7 | VXF Vanguard Extended Market ETF | Vanguard | 0.01% | $9.0M | — | 2026-09-30 |
| 8 | FNDA Schwab Fundamental U.S. Small Company ETF | Nport | 0.10% | $8.5M | — | 2026-05-31 |
| 9 | MORT VanEck Mortgage REIT Income ETF | VanEck | 2.58% | $8.0M | $307.9M | 2026-10-20 |
| 10 | SDIV Global X SuperDividend ETF | Global X | 0.61% | $7.2M | — | 2026-10-21 |
| 11 | IWN iShares Russell 2000 Value ETF | iShares (BlackRock) | 0.05% | $6.7M | $13.7B | 2026-10-20 |
| 12 | SCHA Schwab U.S. Small-Cap ETF | Nport | 0.02% | $5.5M | — | 2026-05-31 |
| 13 | PFFV Global X Variable Rate Preferred ETF | Global X | 1.54% | $5.2M | — | 2026-10-21 |
| 14 | VTWO Vanguard Russell 2000 ETF | Vanguard | 0.03% | $4.7M | — | 2026-09-30 |
| 15 | VRP Invesco Variable Rate Preferred ETF | Invesco | 0.10% | $3.0M | — | 2026-10-20 |
| 16 | HYIN WisdomTree Private Credit and Alternative Income Fund | Nport | 3.39% | $1.7M | — | 2026-05-31 |
| 17 | ITOT iShares Core S&P Total U.S. Stock Market ETF | iShares (BlackRock) | 0.00% | $1.5M | $97.4B | 2026-10-20 |
| 18 | RIET Hoya Capital High Dividend Yield ETF | Nport | 1.26% | $1.3M | — | 2026-05-31 |
| 19 | VFH Vanguard Financials ETF | Vanguard | 0.01% | $1.3M | — | 2026-09-30 |
| 20 | VTWV Vanguard Russell 2000 Value ETF | Vanguard | 0.05% | $741,710 | — | 2026-09-30 |
| 21 | CRDT Simplify Opportunistic Income ETF | Nport | 1.88% | $680,674 | — | 2026-06-30 |
| 22 | SCHB Schwab U.S. Broad Market ETF | Nport | 0.00% | $646,991 | — | 2026-05-31 |
| 23 | PRF Invesco RAFI US 1000 ETF | Invesco | 0.00% | $426,416 | — | 2026-10-20 |
| 24 | SEIS SEI Select Small Cap ETF | Nport | 0.06% | $363,088 | — | 2026-06-30 |
| 25 | RSSL Global X Russell 2000 ETF | Global X | 0.02% | $334,684 | — | 2026-10-21 |
Fundamentals
Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.
Metrics
- Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
- Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
- Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
- Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.
How to read the bars
- Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
- YoY growth — compare to the same quarter a year earlier to remove seasonality.
- Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
- Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.
TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.
Trailing P/E
—
TTM Diluted EPS
$-1.05
TTM Revenue
$8.51M
TTM Net Income
$-84.52M
TTM Op. Cash Flow
$-386.15M
Quarterly figures (12 quarters)
| Quarter | Period End | Revenue | Net Income | Diluted EPS | Op. Cash Flow |
|---|---|---|---|---|---|
| Q2 '26 | 2026-06-30 | — | $-4.01M | $-0.05 | $-339.22M |
| Q4 '25 | 2025-12-31 | — | $6.50M | $0.05 | $-152.77M |
| Q3 '25 | 2025-09-30 | $8.51M | $-22.00M | $-0.27 | $-137.48M |
| Q2 '25 | 2025-06-30 | $8.81M | $14.02M | $0.17 | $-7.43M |
| Q1 '25 | 2025-03-31 | $8.94M | $145.94M | $1.77 | $48.80M |
| Q4 '24 | 2024-12-31 | — | $-168.27M | $-2.06 | $37.95M |
| Q3 '24 | 2024-09-30 | — | $113.67M | $1.39 | $41.42M |
| Q2 '24 | 2024-06-30 | — | $33.91M | $0.41 | $69.03M |
| Q1 '24 | 2024-03-31 | — | $111.02M | $1.36 | $57.27M |
| Q4 '23 | 2023-12-31 | — | $12.11M | $0.16 | $31.33M |
| Q3 '23 | 2023-09-30 | — | $-16.27M | $-0.22 | $44.68M |
| Q2 '23 | 2023-06-30 | — | $17.59M | $0.23 | $106.82M |
Q2 2026 • period ending 2026-06-30 • filed 2026-08-05
Valuation
Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.
Price Multiples
- P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
- P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
- P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
- EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
- EV/Sales — like P/S but accounts for debt + cash. Compare within sector.
Profitability & Yields
- ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
- ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
- Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
- FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.
Balance Sheet
- Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
- Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.
Reading the history chart
- Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
- Multiples expanding while earnings are flat = sentiment-driven rally.
- Multiples compressing while earnings grow = value coming from fundamentals.
P/E
—
P/B
0.29
P/S
82.65
EV/EBITDA
—
EV/Sales
60.15
ROE
-3.5%
ROA
-0.5%
Div Yield
31.55%
FCF Yield
-54.91%
Debt/Equity
0.10
Current Ratio
—
Market Cap
$703.30M
as of 2026-10-22
Short Interest & Float
Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.
Metric definitions
- Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
- SI % of Float — short interest / free float. The key crowding metric.
- Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
- Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
- Free Float — shares available for public trading (total shares minus insider / restricted).
- Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.
How to read the signals
- SI % of Float < 5% — typical, no particular signal.
- 5–15% — elevated; watch for catalysts (earnings, guidance, macro).
- 15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
- >30% — extreme; borrow is likely expensive and squeeze risk is material.
- Days to Cover > 5 combined with high SI% amplifies squeeze potential.
History chart
- Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
- A sudden drop in SI after a rally may indicate a squeeze in progress.
Short interest is reported mid-month and end-of-month; short volume is daily.
Short Interest
3.30M
SI % of Float
4.02%
Days to Cover
2.11
Short Vol Ratio
64.6%
Free Float
82.05M
Float %
98.0%
Short interest 2026-09-30 • Short volume 2026-10-21 • Float 2026-09-22