Angel Oak High Yield Opportunities ETF (AOHY) ETF

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About

No description available.

Exchange: XNAS
Inception: 2009-03-31
Has Options: No

Fund profile

holdings as of Jul 31, 2026SEC filingthrough Jul 2026flows, SEC filings

Taxable Bond High Yield Bond#50 of 83 by assets Angel Actively managed

Expense ratio: 0.55%
Assets: $124M
Trailing yield: 6.81%
Average daily volume: $500K
Holdings: 187
Listed: Mar 31, 2009
Last fee change: -1 bp
Closure risk, 12 months: 1.4%

FrenzyCap ETF score

40

how it is built

Cost17

Liquidity23

Scale41

Diversification100

Moves with. Long Treasuries (23% of its variance, beta 0.19); US large-cap stocks (15% of its variance, beta 0.07); Gold (5% of its variance, beta 0.02); Small caps over large (3% of its variance, beta 0.03). These factors explain 49% of its daily moves over the last year.

Stated objective. The investment objective of the Angel Oak High Yield Opportunities ETF (the Fund) is to earn a high level of current income (from the fund's prospectus)

All 187 holdings Flow history Overlap tool All High Yield Bond ETFs

Fund flows

through Jul 2026SEC filings

Jul 2026: +$2.8M
Latest 3 months: +$5.8M
Latest 12 months: +$5.3M

View as a table

Net flows of AOHY by month, Aug 2025 to Jul 2026
Month	Net flow
Jul 2026	+$2.8M
Jun 2026	$0
May 2026	+$3.0M
Apr 2026	−$4.7M
Mar 2026	+$4K
Feb 2026	+$2.5M
Jan 2026	+$559K
Dec 2025	−$6.4M
Nov 2025	+$2K
Oct 2025	+$2.8M
Sep 2025	+$3.6M
Aug 2025	+$1.1M

Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 30 months ago

Similar funds

Fund	Overlap	Fee	Assets	1Y
USHYiShares Broad USD High Yield Corporate Bond ETF	—	0.08%	$25.8B	−5.5%	compare
HYGiShares iBoxx $ High Yield Corporate Bond ETF	—	0.49%	$16.5B	−4.8%	compare
SPHYState Street SPDR Portfolio High Yield Bond ETF	—	0.05%	$11.7B	−5.6%	compare
SHYGiShares 0-5 Year High Yield Corporate Bond ETF	—	0.30%	$7.6B	−4.7%	compare
JNKState Street SPDR Bloomberg High Yield Bond ETF	—	0.40%	$5.5B	−5.2%	compare

The largest other funds in the High Yield Bond category.

What changed in the portfolio

Apr 30, 2026 → Jul 31, 2026

Action	Holding	Weight before	Weight after	Shares vs flows
New position	USHYiShares Broad USD High Yield C	—	0.62%	—

1 new, 0 exited, 0 increased and 0 decreased between the fund's two latest holdings reports; turnover 10.7%. Full holdings and history

Under the hood

fiscal year to Jan 31, 2026SEC census

Authorized participants: 5 active
Created · redeemed: $27M · $20M
Redemptions in kind: 0%
Creation unit: 25,000
Securities lending: not authorized

From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.

ETF Profile

holdings as of 2026-07-31

Holdings

187

AUM

$122.8M

Provider

Nport

Inception

2009-03-31

Exchange

XNAS

Data As Of

2026-07-31

Expense Ratio

0.55%

Dividend Yield

6.81%

Distribution

Monthly

Recent distributions

Ex-Date	Pay Date	Amount	Type
2026-09-30	2026-10-01	$0.0628	CD
2026-08-31	2026-09-01	$0.0594	CD
2026-07-31	2026-08-03	$0.0624	CD
2026-06-30	2026-07-01	$0.0641	CD
2026-05-29	2026-06-01	$0.0581	CD
2026-04-30	2026-05-01	$0.0621	CD

Asset Allocation

Top Holdings

top 50 of 187 holdings

Symbol	Name	Weight %	Asset Class	Country
—	First American Government Obli	2.56%	Short-term investment	US
—	VENTURE GLOBAL LNG INC	2.04%	Equity (preferred)	US
—	FREEDOM MORTGAGE HOLD	1.72%	Debt	US
—	PHOENIX AVIATION CAPITAL	1.37%	Debt	IE
—	DIRECTV FIN LLC/COINC	1.36%	Debt	US
—	FIRST QUANTUM MINERALS L	1.35%	Debt	CA
—	GRAY MEDIA INC	0.96%	Debt	US
—	CVR ENERGY INC	0.92%	Debt	US
—	CALUMET SPECIALTY PROD	0.91%	Debt	US
—	CRC INSURANCE GROUP LLC	0.91%	Debt	US
—	SUNCOKE ENERGY INC	0.91%	Debt	US
—	GENESIS ENERGY LP/FIN	0.90%	Debt	US
—	SIMMONS FOOD INC/SIMMONS	0.90%	Debt	US
—	METHANEX US OPERATIONS	0.90%	Debt	US
—	TALLGRASS NRG PRTNR/FIN	0.90%	Debt	US
—	SMYRNA READY MIX CONCRET	0.90%	Debt	US
—	GLOBAL AIR LEASE CO LTD	0.90%	Debt	KY
—	ONEMAIN FINANCE CORP	0.90%	Debt	US
—	ACADIA HEALTHCARE CO INC	0.90%	Debt	US
—	VT TOPCO INC	0.90%	Debt	US
—	CLEVELAND-CLIFFS INC	0.90%	Debt	US
—	POST HOLDINGS INC	0.90%	Debt	US
—	AMERICAN AXLE & MFG INC	0.90%	Debt	US
—	PERRIGO FINANCE UNLIMITE	0.89%	Debt	IE
—	JANE STREET GRP/JSG FIN	0.89%	Debt	US
—	RAVEN ACQUISITION HOLDIN	0.89%	Debt	US
—	VIKING CRUISES LTD	0.89%	Debt	BM
—	NRG ENERGY INC	0.89%	Debt	US
—	STONEX ESCROW ISSUER LLC	0.89%	Debt	US
—	BUILDERS FIRSTSOURCE INC	0.88%	Debt	US
—	CINEMARK USA INC	0.87%	Debt	US
—	CHAMP ACQUISITION CORP	0.87%	Debt	US
—	TREKOR METALS LTD	0.87%	Debt	CA
—	ROCKET COS INC	0.87%	Debt	US
—	GOEASY LTD	0.86%	Debt	CA
—	OWENS-BROCKWAY	0.85%	Debt	US
—	COMSTOCK RESOURCES INC	0.84%	Debt	US
—	New Residential Mortgage Loan	0.82%	Mortgage-backed	US
—	Morgan Stanley Residential Mor	0.77%	Mortgage-backed	US
—	UNISYS CORP	0.70%	Debt	US
—	GOODYEAR TIRE & RUBBER	0.69%	Debt	US
—	PHH ESCROW ISS LCC/PHH C	0.69%	Debt	US
—	CONSOLIDATED ENERGY FIN	0.68%	Debt	LU
—	BEACON MOBILITY CORP	0.68%	Debt	US
—	UNITI GROUP/CSL CAPITAL	0.67%	Debt	US
—	EZCORP INC	0.67%	Debt	US
—	GGAM FINANCE LTD	0.67%	Debt	KY
—	JEFFERSON CAPITAL HOLDIN	0.67%	Debt	US
—	BURFORD CAPITAL GLBL FIN	0.67%	Debt	US
—	STENA INTERNATIONAL SA	0.67%	Debt	LU

Geographic Breakdown

Non-Equity Breakdown

Angel Oak High Yield Opportunities ETF · NPORT-P period 2026-07-31 (filed 2026-09-28)

Net assets: $124M · 187 total positions · equity 3.32% · non-equity 95.43%

Non-equity holdings — 182 positions, 95.43% of NAV

Category	Weight	Value	Positions
Corporate	85.92%	$106.9M	158
Mortgage-backed (Corporate)	4.09%	$5.1M	7
ABS-O	2.86%	$3.6M	16
Short-term investment	2.56%	$3.2M	1

Summary

—

composite

—

Each spoke is this symbol's rank within its sector (0–100; the dotted ring marks the sector median at 50). Higher is more constructive for a long. One spoke — News sentiment — is an absolute reading, not a sector rank. Grayed spokes have no data. A fuller shape is a summary, not a recommendation.

Chart

Seasonality

Month	'24	'25	'26	Avg
Jan	--	0.64%	0.27%	0.46%
Feb	-0.28%	0.45%	-0.26%	-0.03%
Mar	0.78%	-1.44%	-1.75%	-0.80%
Apr	-1.01%	-1.09%	0.46%	-0.55%
May	0.46%	0.99%	0.05%	0.50%
Jun	-0.28%	1.46%	-0.45%	0.24%
Jul	1.15%	-0.49%	-0.59%	0.02%
Aug	1.00%	0.81%	0.36%	0.72%
Sep	0.63%	0.46%	-3.00%	-0.64%
Oct	-1.16%	-0.63%	0.55%*	-0.41%
Nov	0.72%	0.36%	--	0.54%
Dec	-1.08%	0.05%	--	-0.52%
Total	0.90%	1.54%	-4.33%	-0.63%

* Only 3 year(s) of data available.

Technical Indicators

? Indicator Guide

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators

SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
+DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.

Momentum Oscillators

RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility

Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
ATR / True Range — average daily $ move; sizing and stop-loss reference.
HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $10.72

SMA 50: $10.89

SMA 200: $11.03

Current: $10.72

EMA 12: $10.73

EMA 26: $10.77

MACD: -0.0466 | Signal: 0.0091

BEARISH

ADX (14): 29.37

TREND

+DI: 14.55

−DI: 33.17

Momentum Oscillators

RSI (14): 39.86

NEUTRAL

Stoch %K: 52.69

Stoch %D: 54.83

Williams %R: -43.75

Volume & Volatility

BB Upper: $10.79

BB Lower: $10.66

NEUTRAL

OBV: 1,519,150

Vol SMA 20: 40,077

Vol ROC: -66.43%

ATR: $0.06

True Range: $0.10

HV 20: 4.6%

HV 30: 4.5%

HV 60: 4.0%

Data Summary

Data Points: 500

Last Updated: Oct 22, 1:35 PM ET

Date Range: 2024-10-23T00:00:00 – 2026-10-21T00:00:00

AI Analysis

LLM Stock Analysis Report: AOHY

Executive Summary

Overall Assessment: NEUTRAL (confidence level 6/10)

Key Drivers: Technical signals suggest a range-bound market with some bullish momentum, while recent news sentiment is absent.

Primary Risks: Downtrend risk if technical indicators break down, and potential volatility increase if options activity picks up.

Investment Thesis: AOHY's low volatility and range-bound trading pattern suggest a consolidation phase, making it an attractive option for traders seeking to play the mean reversion. However, the lack of recent news and earnings data hinders our ability to make more definitive recommendations.

Recent News Sentiment Impact: No recent news headlines available, which reduces the impact on sentiment analysis.

Technical Analysis

Trend Direction: Range-bound (short-term), consolidation phase (medium-term)

Support/Resistance Levels:

Lower: $10.95 (SMA 20)
Middle: $11.06 (EMA 12 and SMA 50)
Upper: $11.15 (upper Bollinger Band)

Momentum Signals:

RSI: Neutral at 58.90
MACD: Bearish signal line crossover
Bollinger Bands: Price neutral, indicating no strong momentum

Volume Analysis: Low volume and declining trend suggest a lack of institutional interest.

News & Sentiment Analysis

Recent Headlines Summary: No recent news headlines available.

Sentiment Assessment: Neutral (no recent news sentiment data).

Catalyst Identification: None identified due to the absence of recent news.

Market Narrative: The market is in a consolidation phase, and AOHY's technical signals are aligned with this narrative.

Risk & Volatility Assessment

Beta Interpretation: Low-risk stock with a beta of 0.17 (vs SPY).

Volatility Regime: Low volatility regime, with historical volatility levels indicating a stable market.

Options Market Signals: No options data available for analysis.

Downside Protection: Support levels at $10.95 and $11.04 (SMA 20) provide some downside protection.

Market Context & Positioning

Sector Performance: AOHY's sector is performing moderately well, with a slight edge over the broader market.

Institutional Activity: Low volume suggests limited institutional interest.

Correlation Analysis: AOHY's moves are relatively correlated to the market (R-squared interpretation).

Relative Valuation: Position within trading range, suggesting no clear value or growth opportunities.

Key Levels & Action Items

Critical Price Levels: Support at $10.95 and resistance at $11.15
Breakout/Breakdown Levels: Break above the upper Bollinger Band to confirm uptrend
Time-Sensitive Catalysts: No upcoming events or earnings reports scheduled.
Risk Management: Stop-loss levels should be set around $10.90, with position sizing considerations for risk management.

By analyzing AOHY's technical indicators, news sentiment, and market context, we conclude that the stock is in a consolidation phase with some bullish momentum. While there are no recent news headlines available, the lack of volatility and range-bound trading pattern suggest a mean reversion opportunity. However, the absence of institutional interest and catalysts hinders our ability to make more definitive recommendations.

Generated May 28, 11:35 AM ET

News

All AOHY news →

Filter Publishers:

MarketWatchT3·32mo ago

Small-cap ETFs saw record inflows last week: Why fund managers see opportunities in this ‘underloved’ segment of the market

General

Earnings History

Earnings calendar: this week’s reports with expected vs actual moves →

AOHY Options Activity & IV Rank

Loading options activity...

Options Chain

Loading options chain...

Spread Scanner GPU

Auto Refresh

? Score Guide Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)

Group 1 · Directional Bias (±0.25)

RSI <40 bullish / >60 bearish
MACD crossover + histogram trend
Price vs SMA 50 & SMA 200

Group 2 · Momentum (±0.10)

Stochastic %K <20 / >80
Williams %R <−80 / >−20

Group 3 · Volatility (up to −0.25 / +0.15)

Blended ATR + straddle expected-move penalty
Bollinger Band signal (+ counter-trend penalty)
BB width — vol contraction boost for ICs

Group 4 · IV Regime (±0.15)

IV rank ≥ 75 → strong boost for credit spreads
IV rank < 25 → penalty (selling cheap vol)

Group 5 · Liquidity (penalty up to −0.10)

Min open interest across all legs
OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Dealer Positioning

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Loading dealer positioning…

Skew (Wing IV − ATM IV)

DTE:

Wing Δ:

Metric:

? What do these mean

Wing vs ATM

IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.

Risk Reversal

IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.

Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.

14 DTE / 10d —

— pts

ATM — / Wing —

30 DTE / 10d —

— pts

ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Skew Metrics per Expiry ? Guide

Risk Reversal (RR)

IV(10% OTM call) − IV(10% OTM put)

Measures the direction of skew — which side the market is paying up for. Expressed as a vol difference in percentage points.

−3% to −10% → mild to moderate put skew. Normal for most large-cap stocks — puts always carry some premium from portfolio hedging demand.
−10% to −20% → strong put skew. Elevated fear, heavy hedging, or an upcoming catalyst (earnings, macro event). Worth noting.
Below −20% → extreme put skew. Stress signal — market aggressively buying downside protection.
−3% to 0% → nearly symmetric. Rare for equities; means the market sees roughly equal up/down risk.
Positive → calls more expensive than puts. Unusual — signals strong upside momentum, short squeeze risk, or takeover speculation.

Butterfly (BF)

½ × (IV call + IV put) − IV ATM

Measures curvature — how much the wings are bid up relative to ATM. Always expressed as a positive number (wing premium). Think of it as the cost of a tail hedge above and beyond the ATM vol.

0% to 2% → flat smile. Market pricing near-normal return distribution, low tail risk.
2% to 5% → moderate wing premium. Some tail risk priced in — typical in earnings cycles or elevated VIX environments.
Above 5% → high curvature. Fat tails aggressively priced — market expects a large move but is uncertain of direction. Very common right before earnings.

Reading them together

RR	BF	Interpretation
-15%	+5%	Strong put skew + fat tails — fear or upcoming catalyst (earnings, FDA)
-5%	+1%	Normal mild put skew, calm market
-20%	+8%	Extreme fear — heavy hedging, major event risk
~0%	+2%	Balanced market, no strong directional bias
+5%	+3%	Call skew — bullish momentum or short squeeze risk

Expiry	DTE	ATM IV	25d Put IV	25d Call IV	Risk Reversal	Butterfly	Interpretation	Strategy Suggestions (hover for rationale)

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)

IV Rank (30 DTE)

Straddle Price (30 DTE)

Beta Analysis

Risk Metrics

Beta: 0.1633

Alpha: -6.17%

Correlation: 0.5689

R-Squared: 32.4%

Stock Volatility: 3.7%

Market Volatility: 12.8%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days

Interpretation:
Low volatility - stock moves less than market

Beta & Alpha Over Time

Notable investors who own AOHY

Investor	Value	Share of their portfolio	Rank	Q/Q shares	Source

Hedge funds, activists, holding companies and family offices we track, from their latest 13F (quarter-end value) and Form 4 filings in the last 3 years. Family offices · all institutions

AOHY Institutional Ownership (13F)

Latest filings — 2026-09-30

? 13F Guide

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

Shares — long equity positions in this name, aggregated across share classes.
Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
% of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

37 filers7,171,010 shares$78.79M value

#	Filer	Shares	Value	% of Total	% of Float	Period
1	Arkadios Wealth Advisors	3,375,960	$37.15M	47.15%	—	2026-06-30
2	Angel Oak Capital Advisors, LLC	590,973	$6.50M	8.25%	—	2026-06-30
3	UBS Group AG Custodian	448,973	$4.94M	6.27%	—	2026-06-30
4	NewEdge Wealth, LLC	381,969	$4.20M	5.34%	—	2026-06-30
5	Equitable Holdings, Inc.	264,794	$2.91M	3.70%	—	2026-06-30
6	LPL Financial LLC Custodian	256,208	$2.82M	3.58%	—	2026-06-30
7	Envestnet Asset Management, Inc.	244,234	$2.69M	3.41%	—	2026-06-30
8	Breakwater Capital Group	246,528	$2.63M	3.34%	—	2026-09-30
9	NewEdge Advisors, LLC	201,831	$2.22M	2.82%	—	2026-06-30
10	Raymond James Financial, Inc. Custodian	177,608	$1.95M	2.48%	—	2026-06-30
11	MML INVESTORS SERVICES, LLC	164,996	$1.82M	2.30%	—	2026-06-30
12	MILLINGTON SECURITIES, LLC	108,176	$1.18M	1.50%	—	2026-03-31
13	WBI INVESTMENTS, LLC	98,487	$1.08M	1.38%	—	2026-06-30
14	Merit Financial Group, LLC Custodian	89,248	$982.21K	1.25%	—	2026-06-30
15	IFP Advisors, Inc Custodian	68,979	$736.01K	0.93%	—	2026-09-30
16	Jane Street Group, LLC Custodian	64,838	$713.57K	0.91%	—	2026-06-30
17	Fifth Third Securities, Inc.	60,009	$660.42K	0.84%	—	2026-06-30
18	Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	43,268	$476.18K	0.60%	—	2026-06-30
19	Morgan Stanley Custodian	42,341	$465.98K	0.59%	—	2026-06-30
20	Lewis Asset Management, LLC	28,887	$310.04K	0.39%	—	2026-09-30
21	Avantax Planning Partners, Inc.	27,102	$298.27K	0.38%	—	2026-06-30
22	Creative Planning Custodian	25,690	$282.73K	0.36%	—	2026-06-30
23	Royal Bank of Canada Custodian	22,495	$248.00K	0.31%	—	2026-06-30
24	Wealthspire Advisors, LLC	16,201	$178.30K	0.23%	—	2026-06-30
25	FLOW TRADERS U.S. LLC	15,625	$172.00K	0.22%	—	2026-06-30

#	Filer	Notional Value	% of Total	Period

#	Filer	Notional Value	% of Total	Period

AOHY Insider Trading (Form 4)

Form 4 filings — insider beneficial-ownership changes by officers, directors, and 10%+ holders. Filed within 2 business days of transaction.

Filed	Reporter	Role	Action	Shares	Avg Price	Net $	Link

Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (described in filing footnote — typically 401(k), trust, inheritance) · W = will/inheritance. Only P / S codes carry directional signal.

AOHY Proposed Insider Sales (Form 144)

Recent SEC Filings

Current reports — material events the company must disclose within 4 business days (earnings releases, M&A, executive changes, etc.).

Filing Date	Accession	Link

Annual report — audited financial statements, MD&A, risk factors. Filed 60–90 days after fiscal year-end.

Filing Date	Accession	Link

Quarterly report — unaudited financials and MD&A. Filed 40–45 days after each of the first three fiscal quarters.

Filing Date	Accession	Link

ETF Holders

#	ETF	Provider	Weight	$ Exposure	ETF AUM	As Of

Fundamentals

? Fundamentals Guide

Quarterly filings sourced from SEC 10-Q / 10-K reports. TTM tiles aggregate the most recent four quarters; bars show the last ~12 quarters oldest → newest.

Metrics

Revenue — top-line sales. Look for consistent YoY growth; seasonal businesses need same-quarter comparisons (Q4 '24 vs Q4 '23).
Net Income — bottom-line profit after all expenses. Can be volatile from one-time items; red bars = net loss.
Diluted EPS — net income per share assuming options/converts are exercised. Direct input to the P/E ratio.
Operating Cash Flow — cash generated from core operations, before capex and financing. Harder to manipulate than net income; growing OCF is a quality signal.

How to read the bars

Sequential growth — quarter-over-quarter trend. Accelerating bars are a momentum signal.
YoY growth — compare to the same quarter a year earlier to remove seasonality.
Quality — OCF should roughly track Net Income over time. Large divergence (net income ≫ OCF) flags accruals risk.
Margins — scan the bar ratios: Net Income / Revenue tells you margin trend without needing a separate chart.

TTM (trailing-twelve-month) smooths seasonality and is used for the P/E calculation. Filings appear 30–90 days after the period closes.

Valuation

? Valuation Guide

Ratios derived from TTM financials and the current market price, sampled daily. History chart shows how expensive the stock is today relative to its own recent past.

Price Multiples

P/E — price / TTM earnings. Rough market rule: 10–15 value, 15–25 market, >30 growth/premium. Negative when earnings are negative.
P/B — price / book value. Useful for financials and asset-heavy names; meaningless for asset-light software.
P/S — price / TTM revenue. Useful when earnings are negative or noisy (early-stage growth).
EV/EBITDA — capital-structure-neutral. <10 cheap, 10–15 reasonable, >20 rich. Good for comparing across leverage profiles.
EV/Sales — like P/S but accounts for debt + cash. Compare within sector.

Profitability & Yields

ROE — return on equity. >15% strong, >25% exceptional. Caution: high leverage inflates ROE.
ROA — return on assets. Leverage-neutral; >5% solid, >10% exceptional.
Div Yield — annual dividend / price. Compare to 10Y Treasury; sustained yield >6% often signals distress.
FCF Yield — free cash flow / market cap. >5% is attractive; negative means burning cash.

Balance Sheet

Debt/Equity — leverage. <1 conservative, >2 aggressive. Sector-dependent (utilities naturally high, tech low).
Current Ratio — short-term liquidity. >1.5 comfortable, <1 raises short-term solvency flags.

Reading the history chart

Compare current level to the 3-year band: near the high end = relatively expensive; near the low = relatively cheap.
Multiples expanding while earnings are flat = sentiment-driven rally.
Multiples compressing while earnings grow = value coming from fundamentals.

Metric:

Short Interest & Float

? Short Interest Guide

Regulatory short-interest reports publish on a bi-weekly settlement cadence; short-volume is reported daily by the trade-reporting facilities. Float is derived from insider-ownership filings.

Metric definitions

Short Interest — total shares currently sold short as of the settlement date. Lags real time by ~8 business days.
SI % of Float — short interest / free float. The key crowding metric.
Days to Cover — short interest / avg daily volume. How many full trading days it would take shorts to buy back. High DTC + catalyst = squeeze fuel.
Short Vol Ratio — today's short-sale volume / total volume. Intraday selling pressure proxy (not the same as short interest).
Free Float — shares available for public trading (total shares minus insider / restricted).
Float % — free float / shares outstanding. <50% = tightly held, more prone to squeezes.

How to read the signals

SI % of Float < 5% — typical, no particular signal.
5–15% — elevated; watch for catalysts (earnings, guidance, macro).
15–30% — heavily shorted; tight-float names in this range have produced notable squeezes historically.
>30% — extreme; borrow is likely expensive and squeeze risk is material.
Days to Cover > 5 combined with high SI% amplifies squeeze potential.

History chart

Trend matters more than level. Rapidly rising short interest often precedes negative catalysts or heavy hedging.
A sudden drop in SI after a rally may indicate a squeeze in progress.

Short interest is reported mid-month and end-of-month; short volume is daily.

Metric:

Constituent Performance

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Click any bar to view the full quote for that stock.

Constituents

Symbol	Name	Weight %	Price	1 Day	1 Week	1 Month

AOHY Angel Oak High Yield Opportunities ETF