Top Institutional Investors

STEEL GROVE CAPITAL ADVISORS, LLC — 13F Holdings & Portfolio

CIK 1166308 · latest 13F-HR filed 2026-10-13

Backtest portfolio

STEEL GROVE CAPITAL ADVISORS, LLC manages $1.12B in 13F-reported U.S. long-equity assets across 227 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are VOO (22.93%), QQQ (17.04%), NVDA (9.47%). Quarter over quarter (versus its 2026-06-30 filing) the fund opened 33 new positions and exited 31; 74 existing positions rose in reported value and 50 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$1.12B

Long-equity book

Holdings
227

Distinct positions

Period
2026-09-30

Filed 2026-10-13

Q/Q Activity
+33 / −31 / ↑74 / ↓50

vs 2026-06-30

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26
VOO23.0% · -0%QQQ17.1% · +0%NVDA9.5% · -1%GOOGL5.7% · +1%DIA3.8% · 0%DSTL3.6% · +1%META2.8% · +1%IBIT1.9% · 0%IVV1.6% · -0%GS1.2% · -0%UYLD1.1% · +22%AAPL1.0% · -3%BRK.B0.9% · +2%RSP0.8% · +47%VEA0.7% · +1%JPM0.7% · -1%GSST0.6% · +1%BSCQ0.6% · +2%XOM0.6% · +2%GDX0.6% · +1%AMZN0.6% · +4%VGT0.6% · +2%MSFT0.5% · +14%KO0.4% · +5%CEF0.4% · +2%AFL0.4% · 0%GOOG0.4% · -1%SPY0.4% · +0%UTES0.3% · +2%DINO0.3% · -8%EPD0.3% · -6%IEFA0.3% · +5%GDXJ0.3% · +1%SWKS0.3% · +13%MRK0.3% · +1%TGT0.3% · +9%KMI0.3% · +3%PSDM0.3% · newHPQ0.3% · +12%BND0.3% · -7%VYMI0.3% · +11%DDS0.2% · +24%MDY0.2% · +3%CVX0.2% · +6%OIH0.2% · -2%T0.2% · +25%PFE0.2% · +24%VTRS0.2% · -6%ARM0.2% · -1%BBY0.2% · +3%GAP0.2% · newAU0.2% · newIWO0.2% · +16%MSM0.2% · -8%PRU0.2% · +2%DOX0.2% · newUSB0.2% · +10%BMY0.2% · +2%BEN0.2% · -12%TXN0.2% · -17%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q2 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 70.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Sep 29, 2026.

Assets Under Management
$1.64B
Discretionary
$1.38B
Employees
13
Accounts
884
Address
5100 POPLAR AVENUE
SUITE 3100
MEMPHIS, TN 38137
Phone
(901) 498-6300
Website
Name Title / Status Ownership Type
MARTIN, WILLIAM, CARROLL ControlCHIEF INVESTMENT OFFICER
since Mar 2023
Less than 5%Individual
SANSOM, STEVEN, WAYNE ControlCHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR
since Sep 2001
75% or moreIndividual
SNEED, CRAIG, HEPPEL ControlCHIEF COMPLIANCE OFFICER
since Mar 2023
Less than 5%Individual
Ownership & leadership changes · 5 filings with changes since Mar 29, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 29, 2023 filing
  • No longer listedBATES, MICHAEL, LINDSAY · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2021
  • No longer listedROACH, JOHN, MICHAEL · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Apr 2021
  • AddedMARTIN, WILLIAM, CARROLL · CHIEF INVESTMENT OFFICER · Less than 5% · control person
  • AddedSNEED, CRAIG, HEPPEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 14, 2022 filing
  • AddedBATES, MICHAEL, LINDSAY · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedROACH, JOHN, MICHAEL · title CHIEF COMPLIANCE OFFICER → CHIEF OPERATING OFFICER
Apr 29, 2021 filing
  • No longer listedMAURY, DANA, COLE · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jan 2019
  • AddedROACH, JOHN, MICHAEL · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Oct 7, 2019 filing
  • No longer listedCOLLET, JAMES, CHAPMAN · CHAIRMAN · Less than 5% · control person · listed since Jan 2019
  • No longer listedGRISSINGER, LLOYD, MUNDORF · VICE CHAIRMAN · Less than 5% · control person · listed since Jan 2019
Feb 18, 2019 filing
  • No longer listedFINCH, RICHARD, ALOYSIUS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2009
  • No longer listedHORN, DARRELL, LANE · CHIEF EXECUTIVE OFFICE, SENIOR MANAGING DIRECTOR · Less than 5% · control person · listed since Sep 2001
  • No longer listedHORN, DARRELL, LANE · MEMBER · 50–75% · indirect via THE GREEN SQUARE GROUP, LLC · control person · listed since Sep 2004
  • No longer listedSANSOM, STEVEN, WAYNE · MEMBER · 50–75% · indirect via THE GREEN SQUARE GROUP, LLC · control person · listed since Sep 2004
  • No longer listedTHE GREEN SQUARE GROUP, LLC · OWNER · 75% or more · control person · listed since Sep 2004
  • No longer listedWEST, JAMES, ARMIN · CHIEF INVESTMENT OFFICER · Less than 5% · control person · listed since Jun 2006
  • AddedCOLLET, JAMES, CHAPMAN · CHAIRMAN · Less than 5% · control person
  • AddedGRISSINGER, LLOYD, MUNDORF · VICE CHAIRMAN · Less than 5% · control person
  • AddedMAURY, DANA, COLE · CHIEF COMPLIANCE OFFICER · Less than 5%
  • ChangedSANSOM, STEVEN, WAYNE · ownership Less than 5% → 75% or more
Mar 29, 2012 filing (earliest on record)
  • ListedFINCH, RICHARD, ALOYSIUS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedHORN, DARRELL, LANE · CHIEF EXECUTIVE OFFICE, SENIOR MANAGING DIRECTOR · Less than 5% · control person
  • ListedHORN, DARRELL, LANE · MEMBER · 50–75% · indirect via THE GREEN SQUARE GROUP, LLC · control person
  • ListedSANSOM, STEVEN, WAYNE · CHIEF EXECUTIVE OFFICER, SENIOR MANAGING DIRECTOR · Less than 5% · control person
  • ListedSANSOM, STEVEN, WAYNE · MEMBER · 50–75% · indirect via THE GREEN SQUARE GROUP, LLC · control person
  • ListedTHE GREEN SQUARE GROUP, LLC · OWNER · 75% or more · control person
  • ListedWEST, JAMES, ARMIN · CHIEF INVESTMENT OFFICER · Less than 5% · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

STEEL GROVE CAPITAL ADVISORS, LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 VANGUARD S&P 500 ETF VOO 922908363 $257.2M 22.93% 367,018 SH
2 INVESCO QQQ TRUST SERIES I QQQ 46090E103 $191.2M 17.04% 258,392 SH
3 NVIDIA CORPORATION COM NVDA 67066G104 $106.3M 9.47% 465,254 SH
4 ALPHABET INC CAP STK CL A GOOGL 02079K305 $64.3M 5.73% 186,836 SH
5 STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST DIA 78467X109 $43.0M 3.83% 84,570 SH
6 DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETF DSTL 26922A321 $40.3M 3.59% 629,715 SH
7 META PLATFORMS INC CL A META 30303M102 $31.8M 2.83% 43,835 SH
8 ISHARES BITCOIN TRUST ETF IBIT 46438F101 $21.4M 1.91% 452,645 SH
9 ISHARES CORE S&P 500 ETF IVV 464287200 $18.0M 1.60% 23,477 SH
10 GOLDMAN SACHS GROUP INC COM GS 38141G104 $13.0M 1.15% 14,383 SH
11 ANGEL OAK ULTRASHORT INCOME ETF UYLD 03463K752 $12.8M 1.14% 253,126 SH
12 APPLE INC COM AAPL 037833100 $11.4M 1.01% 34,112 SH
13 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B 084670702 $10.5M 0.93% 21,052 SH
14 INVESCO S&P 500 EQUAL WEIGHT ETF RSP 46137V357 $8.7M 0.77% 41,785 SH
15 VANGUARD FTSE DEVELOPED MARKETS ETF VEA 921943858 $7.8M 0.70% 110,741 SH
16 JPMORGAN CHASE & CO COM JPM 46625H100 $7.5M 0.67% 22,744 SH
17 GOLDMAN SACHS ULTRA SHORT BOND ETF GSST 381430230 $7.2M 0.65% 143,566 SH
18 INVESCO BULLETSHARES 2026 CORPORATE BOND ETF BSCQ 46138J791 $7.1M 0.63% 364,094 SH
19 EXXONMOBIL HOLDINGS CORP COM SHS XOM 30233Q108 $6.6M 0.59% 40,617 SH
20 VANECK GOLD MINERS ETF GDX 92189F106 $6.5M 0.58% 73,731 SH
21 AMAZON COM INC COM AMZN 023135106 $6.4M 0.57% 25,775 SH
22 VANGUARD INFORMATION TECHNOLOGY ETF VGT 92204A702 $6.3M 0.56% 49,773 SH
23 MICROSOFT CORP COM MSFT 594918104 $5.3M 0.47% 10,251 SH
24 COCA COLA CO COM KO 191216100 $4.5M 0.40% 52,491 SH
25 SPROTT ASSET MANAGEMENT LP PHYSICAL GOLD AN CEF 85208R101 $4.5M 0.40% 108,717 SH
26 AFLAC INC COM AFL 001055102 $4.2M 0.37% 37,548 SH
27 ALPHABET INC CAP STK CL C GOOG 02079K107 $4.1M 0.37% 12,129 SH
28 STATE STREET SPDR S&P 500 ETF SPY 78462F103 $4.1M 0.37% 5,400 SH
29 VIRTUS REAVES UTILITIES ETF UTES 26923G806 $3.2M 0.29% 45,669 SH
30 HF SINCLAIR CORP COM DINO 403949100 $3.2M 0.28% 29,455 SH
31 ENTERPRISE PRODS PARTNERS L P COM EPD 293792107 $3.1M 0.28% 87,684 SH
32 ISHARES CORE MSCI EAFE ETF IEFA 46432F842 $3.0M 0.27% 31,349 SH
33 VANECK JUNIOR GOLD MINERS ETF GDXJ 92189F791 $3.0M 0.27% 26,612 SH
34 SKYWORKS SOLUTIONS INC COM SWKS 83088M102 $3.0M 0.27% 35,141 SH
35 MERCK & CO INC COM MRK 58933Y105 $3.0M 0.27% 20,479 SH
36 TARGET CORP COM TGT 87612E106 $3.0M 0.26% 18,873 SH
37 KINDER MORGAN INC DEL COM KMI 49456B101 $2.9M 0.26% 95,932 SH
38 PGIM SHORT DURATION MULTI-SECTOR BOND ETF PSDM 69344A842 $2.9M 0.26% 57,299 SH
39 HP INC COM HPQ 40434L105 $2.9M 0.26% 91,581 SH
40 VANGUARD TOTAL BOND MARKET ETF BND 921937835 $2.8M 0.25% 40,231 SH
41 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF VYMI 921946794 $2.8M 0.25% 27,777 SH
42 DILLARDS INC CL A DDS 254067101 $2.7M 0.24% 4,102 SH
43 STATE STREET SPDR S&P MIDCAP 400 ETF TRUST MDY 78467Y107 $2.7M 0.24% 4,151 SH
44 CHEVRON CORPORATION COM CVX 166764100 $2.6M 0.23% 12,701 SH
45 VANECK OIL SERVICES ETF OIH 92189H607 $2.6M 0.23% 6,830 SH
46 AT&T INC COM T 00206R102 $2.6M 0.23% 105,263 SH
47 PFIZER INC COM PFE 717081103 $2.5M 0.22% 88,373 SH
48 VIATRIS INC COM VTRS 92556V106 $2.5M 0.22% 142,122 SH
49 ARM HOLDINGS PLC SPONSORED ADS ARM 042068205 $2.5M 0.22% 8,650 SH
50 BEST BUY INC COM BBY 086516101 $2.4M 0.22% 27,636 SH
Filing History
Period Filed AUM Holdings Accession
2026-09-30 2026-10-13 $1.12B 227 0001214659-26-012809
2026-06-30 2026-07-28 $1.07B 226 0001214659-26-009087
2026-03-31 2026-05-07 $949.2M 221 0001214659-26-005702
2025-12-31 2026-02-09 $962.8M 203 0001214659-26-001349
Filer Information
Address
5100 POPLAR AVENUE, SUITE 3100
MEMPHIS, TN 38137
Phone
(901) 498-6300
Filing Manager
STEEL GROVE CAPITAL ADVISORS, LLC
MEMPHIS, TN
Signatory
Craig Sneed
CCO