Nova Financial LLC — 13F Holdings & Portfolio
CIK 2158449 · latest 13F-HR filed 2026-11-04
Nova Financial LLC manages $237.9M in 13F-reported U.S. long-equity assets across 865 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are JPST (14.57%), IWF (4.34%), AAPL (3.16%).
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$237.9M
Long-equity book
Holdings
865
Distinct positions
Period
2026-09-30
Filed 2026-11-04
Q/Q Activity
—
no prior filing cached
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26JPST14.6%IWF4.3%AAPL3.2%JGRO2.9%JEPI2.7%IAU2.6%SPY2.5%MSFT2.0%NVDA1.9%AMZN1.7%C1.6%MO1.5%XOM1.5%WPM1.4%DFAU1.4%URI1.3%PYPL1.3%JEPQ1.2%IWD1.1%SCCO1.1%GOOGL1.0%GS1.0%IJH0.9%VTI0.9%META0.8%PULS0.8%JIRE0.8%AOA0.8%CGGR0.8%IJR0.7%ET0.7%PLTR0.7%ZROZ0.7%WFRD0.7%HPE0.6%MS0.6%AIG0.6%DCOR0.6%JHMD0.6%JAVA0.6%GOOG0.6%BP0.6%JNJ0.6%WFC0.5%JDVL0.5%JPM0.5%MU0.5%BX0.5%MINT0.5%PLD0.5%HELO0.5%AMAT0.5%BE0.5%SCHD0.4%TSM0.4%CVX0.4%COST0.4%DELL0.4%VUSB0.4%SCHB0.4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
1 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 38.5%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Mar 29, 2026.
Assets Under Management
$469.4M
Discretionary
$468.9M
Employees
10
Accounts
1,388
Address
1630 E RIVER RD
SUITE 212
TUCSON, AZ 85718
SUITE 212
TUCSON, AZ 85718
Phone
(520) 745-5555
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| KAGELE, JACOB, RAY Control | MANAGING PARTNER / CCO since May 2009 | 25–50% | Individual |
| NOVA FINANCIAL HOLDING COMPANY, LLC Control | MANAGER MANAGED since Jul 2014 | 50–75% | Domestic Entity |
| BFD, LLC | MANAGING MEMBER since Sep 2012 | 25–50% | Domestic Entity |
| JON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST Control Indirect owner via NOVA FINANCIAL HOLDING LLC | TRUST since Jul 2014 | 75% or more | Domestic Entity |
| KAGELE, JACOB, RAY Control Indirect owner via BFD, LLC | MANAGING MEMBER since Sep 2012 | 75% or more | Individual |
| NOVA FINANCIAL HOLDING LLC Control Indirect owner via NOVA FINANCIAL & INSURANCE SERVICES | CORPORATION since Jul 2014 | 75% or more | Domestic Entity |
| VOLPE, JON, DAVID Control Indirect owner via JON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST | TRUSTEE since Jul 2014 | 75% or more | Individual |
| Volpe, Heather, Leann Control Indirect owner via JON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST | TRUSTEE since Jul 2014 | 75% or more | Individual |
Ownership & leadership changes · 8 filings with changes since Apr 8, 2014
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 29, 2026 filing
- No longer listedDESMOND, RAYMOND, MICHAEL · MANAGING MEMBER · General partner, trustee or manager · indirect via NOVA FINANCIAL HOLDING COMPANY, LLC · control person · listed since Jul 2014
- No longer listedJON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · TRUST · 75% or more · indirect via NOVA FINANCIAL HOLDING, LLC · control person · listed since Jul 2014
- No longer listedVOLPE, JON, DAVID · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · control person · listed since Jul 2014
- No longer listedVolpe, Heather, Leann · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · control person · listed since Jul 2014
- AddedJON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST · TRUST · 75% or more · indirect via NOVA FINANCIAL HOLDING LLC · control person
- AddedVOLPE, JON, DAVID · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST · control person
- AddedVolpe, Heather, Leann · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE IRREVOCABLE TRUST · control person
Nov 2, 2020 filing
- No longer listedBJORDAHL, BLAKE, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2016
- ChangedKAGELE, JACOB, RAY · title MANAGING PARTNER → MANAGING PARTNER / CCO
Mar 29, 2018 filing
- ChangedKAGELE, JACOB, RAY · ownership Less than 5% → 25–50%
- ChangedNOVA FINANCIAL HOLDING COMPANY, LLC · ownership 75% or more → 50–75%
Mar 16, 2017 filing
- ChangedBFD, LLC · ownership 10–25% → 25–50%
Aug 3, 2016 filing
- No longer listedVOLPE, JON, DAVID · MANAGING MEMBER · General partner, trustee or manager · indirect via NOVA FINANCIAL HOLDING COMPANY, LLC · control person · listed since Jul 2014
- AddedJON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · TRUST · 75% or more · indirect via NOVA FINANCIAL HOLDING, LLC · control person
- AddedNOVA FINANCIAL HOLDING LLC · CORPORATION · 75% or more · indirect via NOVA FINANCIAL & INSURANCE SERVICES · control person
- AddedVOLPE, JON, DAVID · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · control person
- AddedVolpe, Heather, Leann · TRUSTEE · 75% or more · indirect via JON DAVID VOLPE & HEATHER LEANN VOLPE REVOCABLE TRUST · control person
- ChangedBFD, LLC · ownership 5–10% → 10–25%
Mar 25, 2016 filing
- No longer listedNEIGHBOURS, JOHN, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2015
- AddedBJORDAHL, BLAKE, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jun 26, 2015 filing
- No longer listedTURLEY, SANDIE, NMN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2014
- AddedNEIGHBOURS, JOHN, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 22, 2014 filing
- No longer listedDESMOND, RAYMOND, M · PRESIDENT AND DIRECTOR · 25–50% · indirect via NOVA FINANCIAL AND INVESTMENT CORP. · control person · listed since May 1981
- No longer listedNOVA FINANCIAL AND INVESTMENT CORP. · MEMBER · 75% or more · control person · listed since Apr 2009
- No longer listedVOLPE, JON, D · DIRECTOR · 50–75% · indirect via NOVA FINANCIAL AND INVESTMENT CORP. · control person · listed since Apr 1995
- AddedDESMOND, RAYMOND, MICHAEL · MANAGING MEMBER · General partner, trustee or manager · indirect via NOVA FINANCIAL HOLDING COMPANY, LLC · control person
- AddedKAGELE, JACOB, RAY · MANAGING PARTNER · Less than 5% · control person
- AddedNOVA FINANCIAL HOLDING COMPANY, LLC · MANAGER MANAGED · 75% or more · control person
- AddedVOLPE, JON, DAVID · MANAGING MEMBER · General partner, trustee or manager · indirect via NOVA FINANCIAL HOLDING COMPANY, LLC · control person
Apr 8, 2014 filing (earliest on record)
- ListedBFD, LLC · MANAGING MEMBER · 5–10%
- ListedDESMOND, RAYMOND, M · PRESIDENT AND DIRECTOR · 25–50% · indirect via NOVA FINANCIAL AND INVESTMENT CORP. · control person
- ListedKAGELE, JACOB, RAY · MANAGING MEMBER · 75% or more · indirect via BFD, LLC · control person
- ListedNOVA FINANCIAL AND INVESTMENT CORP. · MEMBER · 75% or more · control person
- ListedTURLEY, SANDIE, NMN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedVOLPE, JON, D · DIRECTOR · 50–75% · indirect via NOVA FINANCIAL AND INVESTMENT CORP. · control person
Nova Financial LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $34.7M | 14.57% | 688,143 | SH |
| 2 | ISHARES TR | IWF | 464287614 | $10.3M | 4.34% | 82,411 | SH |
| 3 | APPLE INC | AAPL | 037833100 | $7.5M | 3.16% | 22,557 | SH |
| 4 | J P MORGAN EXCHANGE TRADED F | JGRO | 46654Q609 | $7.0M | 2.94% | 72,349 | SH |
| 5 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $6.5M | 2.74% | 115,943 | SH |
| 6 | ISHARES GOLD TR | IAU | 464285204 | $6.2M | 2.59% | 78,763 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $6.0M | 2.50% | 7,809 | SH |
| 8 | MICROSOFT CORP | MSFT | 594918104 | $4.7M | 1.98% | 9,198 | SH |
| 9 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.5M | 1.91% | 19,851 | SH |
| 10 | AMAZON COM INC | AMZN | 023135106 | $4.2M | 1.75% | 16,697 | SH |
| 11 | CITIGROUP INC | C | 172967424 | $3.8M | 1.58% | 29,025 | SH |
| 12 | ALTRIA GROUP INC | MO | 02209S103 | $3.6M | 1.50% | 53,028 | SH |
| 13 | EXXONMOBIL HOLDINGS CORP | XOM | 30233Q108 | $3.5M | 1.45% | 21,226 | SH |
| 14 | WHEATON PRECIOUS METALS CORP | WPM | 962879102 | $3.3M | 1.40% | 24,891 | SH |
| 15 | DIMENSIONAL ETF TRUST | DFAU | 25434V104 | $3.2M | 1.36% | 61,821 | SH |
| 16 | UNITED RENTALS INC | URI | 911363109 | $3.2M | 1.34% | 3,176 | SH |
| 17 | PAYPAL HLDGS INC | PYPL | 70450Y103 | $3.0M | 1.27% | 57,424 | SH |
| 18 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $2.9M | 1.24% | 48,104 | SH |
| 19 | ISHARES TR | IWD | 464287598 | $2.6M | 1.08% | 10,381 | SH |
| 20 | SOUTHERN COPPER CORP | SCCO | 84265V105 | $2.6M | 1.08% | 12,646 | SH |
| 21 | ALPHABET INC | GOOGL | 02079K305 | $2.4M | 1.02% | 7,048 | SH |
| 22 | GOLDMAN SACHS GROUP INC | GS | 38141G104 | $2.3M | 0.97% | 2,563 | SH |
| 23 | ISHARES TR | IJH | 464287507 | $2.2M | 0.91% | 30,136 | SH |
| 24 | VANGUARD INDEX FDS | VTI | 922908769 | $2.1M | 0.89% | 5,680 | SH |
| 25 | META PLATFORMS INC | META | 30303M102 | $2.0M | 0.84% | 2,763 | SH |
| 26 | PGIM ETF TR | PULS | 69344A107 | $2.0M | 0.84% | 40,399 | SH |
| 27 | J P MORGAN EXCHANGE TRADED F | JIRE | 46641Q134 | $2.0M | 0.83% | 23,973 | SH |
| 28 | ISHARES TR | AOA | 464289859 | $1.9M | 0.80% | 19,640 | SH |
| 29 | CAPITAL GROUP GROWTH ETF | CGGR | 14020G101 | $1.9M | 0.80% | 40,184 | SH |
| 30 | ISHARES TR | IJR | 464287804 | $1.7M | 0.73% | 12,791 | SH |
| 31 | ENERGY TRANSFER L P | ET | 29273V100 | $1.7M | 0.73% | 87,896 | SH |
| 32 | PALANTIR TECHNOLOGIES INC | PLTR | 69608A108 | $1.7M | 0.72% | 9,175 | SH |
| 33 | PIMCO ETF TR | ZROZ | 72201R882 | $1.6M | 0.68% | 30,183 | SH |
| 34 | WEATHERFORD INTL PLC | WFRD | G48833118 | $1.6M | 0.65% | 19,789 | SH |
| 35 | HEWLETT PACKARD ENTERPRISE C | HPE | 42824C109 | $1.5M | 0.65% | 24,067 | SH |
| 36 | MORGAN STANLEY | MS | 617446448 | $1.5M | 0.64% | 8,098 | SH |
| 37 | AMERICAN INTL GROUP INC | AIG | 026874784 | $1.5M | 0.62% | 19,863 | SH |
| 38 | DFA INVT DIMENSIONS GROUP IN | DCOR | 25239Y220 | $1.4M | 0.60% | 17,370 | SH |
| 39 | JOHN HANCOCK EXCHANGE TRADED | JHMD | 47804J859 | $1.4M | 0.58% | 31,187 | SH |
| 40 | J P MORGAN EXCHANGE TRADED F | JAVA | 46641Q167 | $1.3M | 0.57% | 16,920 | SH |
| 41 | ALPHABET INC | GOOG | 02079K107 | $1.3M | 0.56% | 3,934 | SH |
| 42 | BP PLC | BP | 055622104 | $1.3M | 0.56% | 30,300 | SH |
| 43 | JOHNSON & JOHNSON | JNJ | 478160104 | $1.3M | 0.56% | 4,997 | SH |
| 44 | WELLS FARGO & CO | WFC | 949746101 | $1.3M | 0.54% | 16,190 | SH |
| 45 | JOHN HANCOCK EXCHANGE TRADED | JDVL | 47804J677 | $1.2M | 0.52% | 39,942 | SH |
| 46 | JPMORGAN CHASE & CO | JPM | 46625H100 | $1.2M | 0.52% | 3,766 | SH |
| 47 | MICRON TECHNOLOGY INC | MU | 595112103 | $1.2M | 0.52% | 1,169 | SH |
| 48 | BLACKSTONE INC | BX | 09260D107 | $1.2M | 0.49% | 10,415 | SH |
| 49 | PIMCO ETF TR | MINT | 72201R833 | $1.1M | 0.48% | 11,248 | SH |
| 50 | PROLOGIS INC. | PLD | 74340W103 | $1.1M | 0.47% | 8,638 | SH |
Filer Information
Address
1630 EAST RIVER ROADSUITE 212
TUCSON, AZ 85718
Phone
+1 (520) 745-5555
Filing Manager
Nova Financial LLC
TUCSON, AZ
Signatory
JACOB KAGELE
CCO