VALEN PRIVATE CAPITAL, LLC — 13F Holdings & Portfolio
CIK 2161787 · latest 13F-HR filed 2026-10-23
VALEN PRIVATE CAPITAL, LLC manages $323.4M in 13F-reported U.S. long-equity assets across 88 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are SPY (14.19%), GLD (9.40%), SGOV (8.84%).
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Long-equity book
Distinct positions
Filed 2026-10-23
no prior filing cached
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 26Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
1 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 61.7%Cumulative share of the portfolio held in the largest N positions.
As of the firm’s regulatory filing dated Oct 8, 2026.
SUITE 102
PAOLI, PA 19301
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DURHAM, JOHN, P Control | FOUNDER AND MANAGING PARTNER since Jun 2026 | Less than 5% | Individual |
| Durham, Benjamin Control | PARTNER & DIRECTOR OF FINANCIAL PLANNING since Jun 2026 | Less than 5% | Individual |
| STARK, BRADLEY, RICHARD Control | CHIEF COMPLIANCE OFFICER since Jun 2026 | Less than 5% | Individual |
| VALEN FOUNDER HOLDINGS, LLC Control | OWNER since Jun 2026 | 75% or more | Domestic Entity |
| DURHAM, JOHN, P Control Indirect owner via VALEN FOUNDER HOLDINGS, LLC | OWNER/MEMBER since Jun 2026 | 75% or more | Individual |
Ownership & leadership changes · 4 filings with changes since Apr 21, 2026
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
- AddedDURHAM, JOHN, P · OWNER/MEMBER · 75% or more · indirect via VALEN FOUNDER HOLDINGS, LLC · control person
- AddedVALEN FOUNDER HOLDINGS, LLC · OWNER · 75% or more · control person
- ChangedDURHAM, JOHN, P · ownership 75% or more → Less than 5%
- AddedDurham, Benjamin · PARTNER & DIRECTOR OF FINANCIAL PLANNING · Less than 5% · control person
- No longer listedSizemore, Stacy · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jun 2026
- AddedSTARK, BRADLEY, RICHARD · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- AddedDURHAM, JOHN, P · FOUNDER AND MANAGING PARTNER · 75% or more · control person
- ChangedSizemore, Stacy · title MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER; ownership 75% or more → Less than 5%
- ListedSizemore, Stacy · MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER · 75% or more · control person
VALEN PRIVATE CAPITAL, LLC Holdings (2026-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $45.9M | 14.19% | 60,188 | SH |
| 2 | SPDR GOLD TR | GLD | 78463V107 | $30.4M | 9.40% | 79,781 | SH |
| 3 | ISHARES TR | SGOV | 46436E718 | $28.6M | 8.84% | 283,934 | SH |
| 4 | STATE STR SPDR DOW JONES IND | DIA | 78467X109 | $21.6M | 6.69% | 42,562 | SH |
| 5 | MICRON TECHNOLOGY INC | MU | 595112103 | $19.0M | 5.89% | 17,872 | SH |
| 6 | ISHARES TR | TIP | 464287176 | $11.6M | 3.60% | 111,885 | SH |
| 7 | ISHARES TR | SUB | 464288158 | $11.0M | 3.40% | 105,255 | SH |
| 8 | SCHWAB STRATEGIC TR | SCHG | 808524300 | $10.8M | 3.35% | 301,414 | SH |
| 9 | VANGUARD WORLD FD | MGK | 921910816 | $10.4M | 3.20% | 111,861 | SH |
| 10 | WISDOMTREE TR | USFR | 97717Y527 | $10.0M | 3.10% | 198,846 | SH |
| 11 | BLACKROCK ETF TRUST | DYNF | 09290C103 | $9.9M | 3.05% | 142,407 | SH |
| 12 | HOWMET AEROSPACE INC | HWM | 443201108 | $7.7M | 2.37% | 33,912 | SH |
| 13 | STATE STR SPDR S&P MIDCAP 40 | MDY | 78467Y107 | $7.6M | 2.34% | 11,529 | SH |
| 14 | ISHARES TR | STIP | 46429B747 | $7.1M | 2.21% | 71,632 | SH |
| 15 | VANECK ETF TRUST | GDX | 92189F106 | $6.9M | 2.12% | 78,173 | SH |
| 16 | VANGUARD TAX-MANAGED FDS | VEA | 921943858 | $6.7M | 2.07% | 94,981 | SH |
| 17 | VANGUARD INDEX FDS | VUG | 922908736 | $6.5M | 2.01% | 72,272 | SH |
| 18 | ALPS ETF TR | AMLP | 00162Q452 | $6.4M | 1.97% | 122,860 | SH |
| 19 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $5.3M | 1.62% | 11,518 | SH |
| 20 | EA SERIES TRUST | BOXX | 02072L565 | $5.2M | 1.61% | 44,057 | SH |
| 21 | FIRST TR EXCHANGE-TRADED FD | QCLN | 33733E500 | $4.6M | 1.43% | 95,498 | SH |
| 22 | GLOBAL X FDS | MLPA | 37954Y343 | $3.8M | 1.17% | 70,854 | SH |
| 23 | CEREBRAS SYSTEMS INC | CBRS | 15675D103 | $3.4M | 1.04% | 18,988 | SH |
| 24 | SPDR SERIES TRUST | BIL | 78468R663 | $3.0M | 0.94% | 33,276 | SH |
| 25 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $2.9M | 0.89% | 14,702 | SH |
| 26 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $2.5M | 0.76% | 16,269 | SH |
| 27 | ARK ETF TR | ARKK | 00214Q104 | $2.2M | 0.67% | 24,345 | SH |
| 28 | TESLA INC | TSLA | 88160R101 | $2.2M | 0.67% | 6,074 | SH |
| 29 | ALPS ETF TR | ENFR | 00162Q676 | $1.9M | 0.59% | 52,026 | SH |
| 30 | JACOBS SOLUTIONS INC | J | 46982L108 | $1.9M | 0.57% | 13,692 | SH |
| 31 | VANECK ETF TRUST | DAPP | 92189H821 | $1.8M | 0.57% | 97,117 | SH |
| 32 | ALPHABET INC | GOOGL | 02079K305 | $1.8M | 0.57% | 5,335 | SH |
| 33 | GLOBAL X FDS | DTCR | 37954Y236 | $1.6M | 0.51% | 60,737 | SH |
| 34 | GLOBAL X FDS | AIQ | 37954Y632 | $1.4M | 0.43% | 21,112 | SH |
| 35 | ISHARES TR | IGV | 464287515 | $1.3M | 0.39% | 11,793 | SH |
| 36 | ISHARES BITCOIN TRUST ETF | IBIT | 46438F101 | $1.2M | 0.38% | 25,874 | SH |
| 37 | GLOBAL X FDS | MLPX | 37954Y293 | $1.0M | 0.32% | 14,923 | SH |
| 38 | PACER FDS TR | COWG | 69374H360 | $1.0M | 0.32% | 26,017 | SH |
| 39 | ISHARES TR | HYG | 464288513 | $863.0K | 0.27% | 11,177 | SH |
| 40 | VANGUARD WELLINGTON FD | VTES | 921935870 | $829.5K | 0.26% | 8,413 | SH |
| 41 | GLOBAL X FDS | URA | 37954Y871 | $744.7K | 0.23% | 18,688 | SH |
| 42 | ROCKWELL AUTOMATION INC | ROK | 773903109 | $692.6K | 0.21% | 1,591 | SH |
| 43 | ISHARES GOLD TRUST MICRO | IAUM | 46436F103 | $629.3K | 0.19% | 15,192 | SH |
| 44 | BLACKROCK CAP ALLOCATION TER | BCAT | 09260U109 | $568.5K | 0.18% | 41,495 | SH |
| 45 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $539.8K | 0.17% | 593 | SH |
| 46 | ISHARES TR | IVV | 464287200 | $537.9K | 0.17% | 702 | SH |
| 47 | MICROSOFT CORP | MSFT | 594918104 | $507.6K | 0.16% | 990 | SH |
| 48 | VANGUARD WHITEHALL FDS | VWOB | 921946885 | $492.9K | 0.15% | 7,808 | SH |
| 49 | ISHARES TR | SOXX | 464287523 | $491.4K | 0.15% | 864 | SH |
| 50 | INVESCO EXCH TRADED FD TR II | SPMO | 46138E339 | $488.1K | 0.15% | 3,220 | SH |
SUITE 102
PAOLI, PA 19301