OPPENHEIMER ASSET MANAGEMENT INC. — 13F Holdings & Portfolio
CIK 1269119 · latest 13F-HR filed 2026-08-03
OPPENHEIMER ASSET MANAGEMENT INC. manages $9.63B in 13F-reported U.S. long-equity assets across 3,258 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GBIL (3.09%), BIL (1.84%), JNJ (0.94%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 87 new positions and exited 66; 590 existing positions rose in reported value and 279 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$9.63B
Long-equity book
Holdings
3,258
Distinct positions
Period
2026-06-30
Filed 2026-08-03
Q/Q Activity
+87 / −66 / ↑590 / ↓279
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26GBIL3.1% · +33%MSFT2.5% · -3%BIL2.1% · -4%NVDA2.0% · +2%JNJ1.5% · -4%JPM1.5% · +1%AMZN1.3% · -4%AAPL1.3% · +6%AVGO1.2% · +0%CVX1.2% · +4%GOOGL1.1% · -4%LLY1.0% · +15%GOOG1.0% · -8%V1.0% · -8%KLAC0.9% · +719%RTX0.9% · +1%C0.9% · -30%GLW0.9% · -20%CSCO0.8% · -2%TSM0.8% · +12%MGA0.7% · +4%ASML0.7% · -6%VOD0.7% · -12%LEN0.7% · +18%XLK0.7% · +2%CAT0.7% · +1%THO0.7% · +15%MRK0.7% · +0%MS0.7% · -2%FDX0.7% · +3%META0.6% · -12%SPY0.6% · -2%MA0.6% · -15%BRK.B0.6% · -1%IWM0.5% · +30%EMXC0.5% · +2%CVS0.5% · -8%VO0.5% · +307%MDT0.5% · +11%AMD0.5% · +17%XLC0.5% · +11%LBTYK0.5% · +4%GM0.5% · +4%ABBV0.5% · -2%ELV0.4% · +1415%NVO0.4% · +4%UNH0.4% · +39%GD0.4% · -3%CB0.4% · +1%VZ0.4% · +80%ARW0.4% · -65%BAC0.4% · -12%QQQ0.4% · +30%TXN0.4% · +11%UL0.4% · +1%MO0.4% · -1%LOW0.4% · +2%APH0.4% · -14%IJR0.4% · +49%PM0.4% · -4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 17.8%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Sep 30, 2026.
Assets Under Management
$36.71B
Discretionary
$14.23B
Employees
2,806
Accounts
39,036
This firm reports 17 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| CASSIDY, THOMAS EDWARD Control | MANAGING DIRECTOR/DIRECTOR since Mar 2025 | Less than 5% | Individual |
| GIORDANO, PETER JOHN Control | MANAGING DIRECTOR-CHIEF ADMINISTRATIVE OFFICER since Jan 2025 | Less than 5% | Individual |
| HARRINGTON, EDWARD PATRICK Control | EXECUTIVE VICE PRESIDENT - PRIVATE CLIENT SERVICES since Feb 2019 | Less than 5% | Individual |
| LOWENTHAL, ALBERT GRINSFELDER Control | EXECUTIVE CHAIRMAN-DIRECTOR-OWNS 100% OF PHASE II FIN'L since May 2025 | Less than 5% | Individual |
| LOWENTHAL, ROBERT STEVEN Control | CEO-PRESIDENT-DIRECTOR since May 2025 | Less than 5% | Individual |
| MCNAMARA, DENNIS PATRICK Control | E.V.P./CLO/SECRETARY since Jan 2006 | Less than 5% | Individual |
| MOLOKIE JR, LEON E Control | EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER since Apr 2020 | Less than 5% | Individual |
| VALENTINO, DOMINIC THOMAS Control | CHIEF COMPLIANCE OFFICER since Oct 2025 | Less than 5% | Individual |
| VINER FINANCE INC. Control | PARENT CO. since Oct 1983 | 75% or more | Domestic Entity |
| WATKINS, BRAD MICHAEL Control | DIRECTOR-EXECUTIVE VICE PRESIDENT-CFO since Aug 2022 | Less than 5% | Individual |
| E.A. VINER INTERNATIONAL CO. Control Indirect owner via VINER FINANCE INC. | HOLDING CO. since Oct 1983 | 75% or more | Domestic Entity |
| LOWENTHAL, ALBERT GRINSFELDER Control Indirect owner via PHASE II FINANCIAL INC. | OWNS 100% since Oct 1985 | 75% or more | Individual |
| OPPENHEIMER HOLDINGS INC. Control Indirect owner via E.A. VINER INTERNATIONAL CO. | COMMON STOCK since Oct 1983 | 75% or more | Domestic Entity |
| PHASE II FINANCIAL INC. Control Indirect owner via OPPENHEIMER HOLDINGS | OWNS CLASS B VOTING STOCK OF OPPENHEIMER HOLDINGS. since Oct 1985 | 75% or more | Domestic Entity |
Ownership & leadership changes · 25 filings with changes since Mar 7, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Mar 19, 2026 filing
- ChangedCASSIDY, THOMAS EDWARD · title MANAGING DIRECTOR → MANAGING DIRECTOR/DIRECTOR
Oct 16, 2025 filing
- No longer listedINCAO, TERESA CAROL · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jul 2025
- AddedVALENTINO, DOMINIC THOMAS · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedGIORDANO, PETER JOHN · now a control person
Jul 10, 2025 filing
- No longer listedSIEGEL, DOUGLAS THORNLEY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2016
- AddedINCAO, TERESA CAROL · INTERIM CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 1, 2025 filing
- No longer listedMCGUIRE, JOHN THOMAS · MANAGING DIRECTOR/DEPUTY GENERAL COUNSEL- DIRECTOR OF LITIGATION · Less than 5% · listed since Jan 2007
May 9, 2025 filing
- ChangedLOWENTHAL, ALBERT GRINSFELDER · title CHMN/DIR/CEO - OWNS 100% OF PHASE II FIN'L → EXECUTIVE CHAIRMAN-DIRECTOR-OWNS 100% OF PHASE II FIN'L
- ChangedLOWENTHAL, ROBERT STEVEN · title DIRECTOR/PRESIDENT → CEO-PRESIDENT-DIRECTOR
Mar 27, 2025 filing
- No longer listedBENEDETTO, JOHN ANTHONY · DIRECTOR · Less than 5% · control person · listed since Apr 2014
- AddedCASSIDY, THOMAS EDWARD · MANAGING DIRECTOR · Less than 5% · control person
- ChangedWATKINS, BRAD MICHAEL · title EXECUTIVE VICE PRESIDENT-CFO → DIRECTOR-EXECUTIVE VICE PRESIDENT-CFO
Jan 16, 2025 filing
- AddedGIORDANO, PETER JOHN · MANAGING DIRECTOR-CHIEF ADMINISTRATIVE OFFICER · Less than 5%
Sep 22, 2022 filing
- No longer listedAGOSTA, SALVATORE FRANK · INTERIM CFO · Less than 5% · control person · listed since Mar 2022
- ChangedWATKINS, BRAD MICHAEL · title DIRECTOR → EXECUTIVE VICE PRESIDENT-CFO; now a control person
Aug 15, 2022 filing
- AddedWATKINS, BRAD MICHAEL · DIRECTOR · Less than 5%
Mar 9, 2022 filing
- No longer listedALFANO, JEFFREY · DIRECTOR - E.V.P - CFO · Less than 5% · control person · listed since Apr 2006
- AddedAGOSTA, SALVATORE FRANK · INTERIM CFO · Less than 5% · control person
Older changes (16 more filings)
Dec 1, 2021 filing
- No longer listedROTH, BRIAN ALAN · IA-CCO · Less than 5% · listed since Jul 2020
- ChangedLOWENTHAL, ROBERT STEVEN · title DIRECTOR → DIRECTOR/PRESIDENT
Mar 24, 2021 filing
- ChangedROTH, BRIAN ALAN · title INTERIM -IA-CCO → IA-CCO
Aug 5, 2020 filing
- No longer listedCAPEZZUTO, JAMES ANDREW · IA-CCO · Less than 5% · listed since Feb 2015
- AddedROTH, BRIAN ALAN · INTERIM -IA-CCO · Less than 5%
Apr 9, 2020 filing
- No longer listedSPAULDING, LAWRENCE PETER · DIRECTOR · Less than 5% · control person · listed since Aug 2003
- AddedMOLOKIE JR, LEON E · EXECUTIVE VICE PRESIDENT - CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ChangedALFANO, JEFFREY · title DIRECTOR/E.V.P/CFO → DIRECTOR - E.V.P - CFO
- ChangedBENEDETTO, JOHN ANTHONY · title E.V.P DIRECTOR OF OPERATIONS → DIRECTOR
Mar 10, 2020 filing
- ChangedHARRINGTON, EDWARD PATRICK · title EXECUTIVE VICE PRESIDENT - NATIONAL SALES → EXECUTIVE VICE PRESIDENT - PRIVATE CLIENT SERVICES
Mar 19, 2019 filing
- No longer listedWHALEY, MARK THOMAS · MANAGING DIRECTOR - NAT'L SALES · Less than 5% · control person · listed since Dec 2014
- AddedHARRINGTON, EDWARD PATRICK · EXECUTIVE VICE PRESIDENT - NATIONAL SALES · Less than 5% · control person
- ChangedSIEGEL, DOUGLAS THORNLEY · now a control person
May 9, 2018 filing
- No longer listedROBERTS, ELAINE KELLS · DIRECTOR · Less than 5% · control person · listed since Oct 1983
- AddedLOWENTHAL, ROBERT STEVEN · DIRECTOR · Less than 5% · control person
Jun 22, 2017 filing
- Listed againSPAULDING, LAWRENCE PETER · DIRECTOR · Less than 5% · control person
Apr 6, 2017 filing
- No longer listedGIANNI, JAMES A · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since May 2013
- ChangedSIEGEL, DOUGLAS THORNLEY · title CCO-OPPENHEIMER COMPANIES → CHIEF COMPLIANCE OFFICER
Mar 22, 2016 filing
- AddedSIEGEL, DOUGLAS THORNLEY · CCO-OPPENHEIMER COMPANIES · Less than 5%
Feb 11, 2015 filing
- No longer listedDUFFY, KEVIN THOMAS JR. · IA-CCO · Less than 5% · control person · listed since Jan 2015
- AddedCAPEZZUTO, JAMES ANDREW · IA-CCO · Less than 5%
Jan 21, 2015 filing
- No longer listedBEACH, STEPHEN CHARLES · CCO- IA · Less than 5% · listed since Mar 2005
- AddedDUFFY, KEVIN THOMAS JR. · IA-CCO · Less than 5% · control person
Dec 17, 2014 filing
- No longer listedOKIN, ROBERT STEVEN · E.V.P. NATIONAL SALES · Less than 5% · control person · listed since Sep 2003
- AddedWHALEY, MARK THOMAS · MANAGING DIRECTOR - NAT'L SALES · Less than 5% · control person
Apr 23, 2014 filing
- No longer listedSPAULDING, LAWRENCE PETER · DIRECTOR/E.V.P/ CHIEF OPERATIONS OFFICER · Less than 5% · control person · listed since Aug 2003
- AddedBENEDETTO, JOHN ANTHONY · E.V.P DIRECTOR OF OPERATIONS · Less than 5% · control person
May 2, 2013 filing
- No longer listedHOLEMAN, ALLEN BERNARD · MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Jul 2003
- AddedGIANNI, JAMES A · CHIEF COMPLIANCE OFFICER · Less than 5%
Mar 7, 2012 filing (earliest on record)
- ListedALFANO, JEFFREY · DIRECTOR/E.V.P/CFO · Less than 5% · control person
- ListedBEACH, STEPHEN CHARLES · CCO- IA · Less than 5%
- ListedE.A. VINER INTERNATIONAL CO. · HOLDING CO. · 75% or more · indirect via VINER FINANCE INC. · control person
- ListedHOLEMAN, ALLEN BERNARD · MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedLOWENTHAL, ALBERT GRINSFELDER · CHMN/DIR/CEO - OWNS 100% OF PHASE II FIN'L · Less than 5% · control person
- ListedLOWENTHAL, ALBERT GRINSFELDER · OWNS 100% · 75% or more · indirect via PHASE II FINANCIAL INC. · control person
- ListedMCGUIRE, JOHN THOMAS · MANAGING DIRECTOR/DEPUTY GENERAL COUNSEL- DIRECTOR OF LITIGATION · Less than 5%
- ListedMCNAMARA, DENNIS PATRICK · E.V.P./CLO/SECRETARY · Less than 5% · control person
- ListedOKIN, ROBERT STEVEN · E.V.P. NATIONAL SALES · Less than 5% · control person
- ListedOPPENHEIMER HOLDINGS INC. · COMMON STOCK · 75% or more · indirect via E.A. VINER INTERNATIONAL CO. · control person
- ListedPHASE II FINANCIAL INC. · OWNS CLASS B VOTING STOCK OF OPPENHEIMER HOLDINGS. · 75% or more · indirect via OPPENHEIMER HOLDINGS · control person
- ListedROBERTS, ELAINE KELLS · DIRECTOR · Less than 5% · control person
- ListedSPAULDING, LAWRENCE PETER · DIRECTOR/E.V.P/ CHIEF OPERATIONS OFFICER · Less than 5% · control person
- ListedVINER FINANCE INC. · PARENT CO. · 75% or more · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- GOLDMAN SACHS ETF TR$74.3M +33.2%
- ELEVANCE HEALTH INC FORMERLY$41.0M +1901.4%
- KLA CORP$36.9M +67.8%
- ADVANCED MICRO DEVICES INC$32.4M +234.7%
- ELI LILLY & CO$31.6M +49.7%
Top Trims
- ARROW ELECTRS INC-$35.6M -47.7%
- ISHARES TR-$33.4M -60.9%
- CHEVRON CORPORATION-$24.1M -17.0%
- VODAFONE GROUP PLC-$19.4M -22.1%
- ISHARES TR-$15.9M -87.3%
New Positions
- DEVON ENERGY CORP NEW$20.8M
- VANECK ETF TRUST$14.0M
- SPDR SERIES TRUST$12.2M
- HONEYWELL INTL INC$8.9M
- HONEYWELL AEROSPACE INC$8.8M
Exited Positions
- COTERRA ENERGY INC$26.1M
- HONEYWELL INTL INC$18.5M
- ISHARES TR$18.2M
- AES CORP$10.6M
- AB ACTIVE ETFS INC$10.3M
OPPENHEIMER ASSET MANAGEMENT INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS ETF TR | GBIL | 381430529 | $297.3M | 3.09% | 2,968,103 | SH |
| 2 | SPDR SERIES TRUST | BIL | 78468R663 | $177.6M | 1.84% | 1,937,781 | SH |
| 3 | JOHNSON & JOHNSON | JNJ | 478160104 | $90.3M | 0.94% | 355,679 | SH |
| 4 | KLA CORP | KLAC | 482480100 | $72.4M | 0.75% | 239,980 | SH |
| 5 | MAGNA INTL INC | MGA | 559222401 | $71.5M | 0.74% | 1,088,523 | SH |
| 6 | CHEVRON CORPORATION | CVX | 166764100 | $68.7M | 0.71% | 414,370 | SH |
| 7 | VODAFONE GROUP PLC | VOD | 92857W308 | $68.5M | 0.71% | 5,176,809 | SH |
| 8 | LENNAR CORP | LEN | 526057104 | $67.5M | 0.70% | 746,147 | SH |
| 9 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $67.4M | 0.70% | 353,552 | SH |
| 10 | THOR INDS INC | THO | 885160101 | $63.1M | 0.65% | 838,931 | SH |
| 11 | MICROSOFT CORP | MSFT | 594918104 | $62.8M | 0.65% | 168,314 | SH |
| 12 | CORNING INC | GLW | 219350105 | $62.4M | 0.65% | 244,402 | SH |
| 13 | JPMORGAN CHASE & CO | JPM | 46625H100 | $56.4M | 0.59% | 172,372 | SH |
| 14 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $55.8M | 0.58% | 74,755 | SH |
| 15 | FEDEX CORP | FDX | 31428X106 | $54.2M | 0.56% | 173,064 | SH |
| 16 | ISHARES TR | IWM | 464287655 | $51.6M | 0.54% | 171,712 | SH |
| 17 | ISHARES INC | EMXC | 46434G764 | $50.9M | 0.53% | 497,908 | SH |
| 18 | CATERPILLAR INC | CAT | 149123101 | $50.1M | 0.52% | 47,072 | SH |
| 19 | VANGUARD INDEX FDS | VO | 922908629 | $49.0M | 0.51% | 608,381 | SH |
| 20 | SELECT SECTOR SPDR TR | XLC | 81369Y852 | $45.7M | 0.48% | 426,990 | SH |
| 21 | LIBERTY GLOBAL LTD | LBTYK | G61188127 | $45.6M | 0.47% | 4,143,174 | SH |
| 22 | GENERAL MTRS CO | GM | 37045V100 | $44.9M | 0.47% | 582,136 | SH |
| 23 | CITIGROUP INC | C | 172967424 | $42.5M | 0.44% | 303,406 | SH |
| 24 | ELEVANCE HEALTH INC FORMERLY | ELV | 036752103 | $41.0M | 0.43% | 105,914 | SH |
| 25 | INVESCO QQQ TR | QQQ | 46090E103 | $38.1M | 0.40% | 51,772 | SH |
| 26 | ARROW ELECTRS INC | ARW | 042735100 | $38.1M | 0.40% | 178,396 | SH |
| 27 | MORGAN STANLEY | MS | 617446448 | $36.8M | 0.38% | 175,960 | SH |
| 28 | ISHARES TR | IJR | 464287804 | $35.5M | 0.37% | 239,545 | SH |
| 29 | ALPHABET INC | GOOGL | 02079K305 | $33.9M | 0.35% | 94,746 | SH |
| 30 | ISHARES TR | EFA | 464287465 | $32.0M | 0.33% | 308,434 | SH |
| 31 | NOVARTIS AG | NVS | 66987V109 | $31.6M | 0.33% | 201,507 | SH |
| 32 | CISCO SYS INC | CSCO | 17275R102 | $31.3M | 0.33% | 266,569 | SH |
| 33 | APPLE INC | AAPL | 037833100 | $31.1M | 0.32% | 107,517 | SH |
| 34 | NOVO-NORDISK A S | NVO | 670100205 | $29.3M | 0.30% | 610,787 | SH |
| 35 | NVIDIA CORPORATION | NVDA | 67066G104 | $28.6M | 0.30% | 143,026 | SH |
| 36 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $28.5M | 0.30% | 56,930 | SH |
| 37 | DOLLAR GEN CORP | DG | 256677105 | $28.3M | 0.29% | 245,900 | SH |
| 38 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $28.3M | 0.29% | 48,701 | SH |
| 39 | RTX CORPORATION | RTX | 75513E101 | $28.2M | 0.29% | 148,804 | SH |
| 40 | AMAZON COM INC | AMZN | 023135106 | $28.0M | 0.29% | 117,297 | SH |
| 41 | NVIDIA CORPORATION | NVDA | 67066G104 | $27.9M | 0.29% | 139,548 | SH |
| 42 | JPMORGAN CHASE & CO | JPM | 46625H100 | $27.7M | 0.29% | 84,691 | SH |
| 43 | RTX CORPORATION | RTX | 75513E101 | $27.4M | 0.28% | 144,390 | SH |
| 44 | MERCK & CO INC | MRK | 58933Y105 | $27.3M | 0.28% | 212,259 | SH |
| 45 | CHUBB LIMITED | CB | H1467J104 | $27.1M | 0.28% | 79,508 | SH |
| 46 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $27.0M | 0.28% | 145,840 | SH |
| 47 | NVIDIA CORPORATION | NVDA | 67066G104 | $26.6M | 0.28% | 132,869 | SH |
| 48 | VERIZON COMMUNICATIONS INC | VZ | 92343V104 | $26.1M | 0.27% | 615,761 | SH |
| 49 | NORTHERN TR CORP | NTRS | 665859104 | $25.7M | 0.27% | 147,956 | SH |
| 50 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $25.6M | 0.27% | 53,602 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-03 | $9.63B | 3,258 | 0001085146-26-000553 |
| 2026-03-31 | 2026-04-24 | $8.76B | 3,203 | 0001085146-26-000369 |
| 2025-12-31 | 2026-02-02 | $8.13B | 3,067 | 0001085146-26-000133 |
Filer Information
Address
85 BROAD ST.NEW YORK, NY 10004
Phone
(212) 667-5421
Filing Manager
OPPENHEIMER ASSET MANAGEMENT INC.
NEW YORK, NY
Signatory
Svetlana Milina
Managing Director