KW WEALTH MANAGEMENT LLC — 13F Holdings & Portfolio

CIK 2078696 · latest 13F-HR filed 2026-10-28

KW WEALTH MANAGEMENT LLC manages $129.6M in 13F-reported U.S. long-equity assets across 79 reported positions as of its 2026-09-30 13F-HR filing. Its largest disclosed positions are GOOGL (38.97%), FLOT (5.51%), TBIL (4.19%).

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

AUM

$129.6M

Long-equity book

Holdings

Distinct positions

Period

2026-09-30

Filed 2026-10-28

Q/Q Activity

—

no prior filing cached

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q3 26

FLOT9.0% · new TBIL6.9% · new AAPL6.8% · new DIA6.4% · new MSFT5.3% · new GOOG3.6% · new COST2.7% · new AMZN2.5% · new SPY2.3% · new NVDA2.2% · new MRVL2.0% · new V1.9% · new USMV1.7% · new VTI1.6% · new BRK.B1.6% · new VV1.5% · new ABBV1.4% · new VUG1.4% · new QQQ1.4% · new JPM1.4% · new WMT1.3% · new RIO1.3% · new XLU1.2% · new JNJ1.2% · new CVX1.2% · new TBLD1.2% · new UNH1.1% · new SHEL1.1% · new BND1.1% · new META1.1% · new VTV1.0% · new KO0.9% · new PANW0.9% · new IJR0.9% · new BAC0.9% · new AMGN0.8% · new AVGO0.8% · new SCHX0.8% · new LMT0.8% · new XYLD0.8% · new XLE0.7% · new FSYD0.7% · new IAU0.7% · new VZ0.7% · new PG0.7% · new FRO0.6% · new VIG0.6% · new VGT0.6% · new QYLD0.6% · new XOM0.5% · new SPYD0.5% · new MTUM0.5% · new IWM0.5% · new TSM0.5% · new SLB0.5% · new TROW0.5% · new FTEC0.5% · new TMO0.4% · new ESGV0.4% · new SPLV0.4% · new

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q3 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 47.6%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Oct 22, 2026.

Assets Under Management

$121.9M

Discretionary

$121.9M

Employees

Accounts

211

Phone

(916) 758-9218

Website

www.facebook.com/KWWEALTH
www.kwwealthmanagement.com

Name	Title / Status	Ownership	Type
WAN, YEE, KI Control	MANAGING MEMBER & CHIEF COMPLIANCE OFFICER since Jul 2018	75% or more	Individual

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#	Issuer	Symbol	CUSIP	Value	Δ

KW WEALTH MANAGEMENT LLC Holdings (2026-09-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

#	Issuer	Symbol	CUSIP	Value	Weight	Shares	Type
1	ALPHABET INC Call	GOOGL	02079K305	$50.5M	38.97%	148,500	SH
2	ISHARES TR	FLOT	46429B655	$7.1M	5.51%	139,734	SH
3	RBB FD INC	TBIL	74933W452	$5.4M	4.19%	108,816	SH
4	APPLE INC	AAPL	037833100	$5.4M	4.13%	16,066	SH
5	STATE STR SPDR DOW JONES IND	DIA	78467X109	$5.1M	3.93%	10,015	SH
6	MICROSOFT CORP	MSFT	594918104	$4.2M	3.22%	8,140	SH
7	ALPHABET INC	GOOG	02079K107	$2.8M	2.17%	8,253	SH
8	COSTCO WHOLESALE CORPORATION	COST	22160K105	$2.1M	1.62%	2,304	SH
9	AMAZON COM INC	AMZN	023135106	$2.0M	1.56%	8,093	SH
10	STATE STR SPDR S&P 500 ETF T	SPY	78462F103	$1.8M	1.40%	2,379	SH
11	NVIDIA CORPORATION	NVDA	67066G104	$1.8M	1.35%	7,680	SH
12	MARVELL TECHNOLOGY INC	MRVL	573874104	$1.6M	1.20%	5,877	SH
13	VISA INC	V	92826C839	$1.5M	1.17%	4,211	SH
14	ISHARES TR	USMV	46429B697	$1.3M	1.03%	13,659	SH
15	VANGUARD INDEX FDS	VTI	922908769	$1.3M	1.00%	3,448	SH
16	BERKSHIRE HATHAWAY INC DEL	BRK.B	084670702	$1.3M	0.98%	2,562	SH
17	VANGUARD INDEX FDS	VV	922908637	$1.2M	0.92%	3,402	SH
18	ABBVIE INC	ABBV	00287Y109	$1.1M	0.87%	4,285	SH
19	VANGUARD INDEX FDS	VUG	922908736	$1.1M	0.84%	12,039	SH
20	INVESCO QQQ TR	QQQ	46090E103	$1.1M	0.83%	1,460	SH
21	JPMORGAN CHASE & CO	JPM	46625H100	$1.1M	0.83%	3,246	SH
22	WALMART INC	WMT	931142103	$1.1M	0.82%	10,235	SH
23	RIO TINTO PLC	RIO	767204100	$1.0M	0.79%	10,846	SH
24	SELECT SECTOR SPDR TR	XLU	81369Y886	$969.1K	0.75%	24,571	SH
25	JOHNSON & JOHNSON	JNJ	478160104	$963.4K	0.74%	3,639	SH
26	CHEVRON CORPORATION	CVX	166764100	$920.9K	0.71%	4,509	SH
27	THORNBURG INCM BUILDER OPP T	TBLD	885213108	$913.7K	0.71%	44,964	SH
28	UNITEDHEALTH GROUP INC	UNH	91324P102	$896.3K	0.69%	2,441	SH
29	SHELL PLC	SHEL	780259305	$893.3K	0.69%	9,398	SH
30	VANGUARD BD INDEX FDS	BND	921937835	$863.8K	0.67%	12,313	SH
31	META PLATFORMS INC	META	30303M102	$835.4K	0.64%	1,152	SH
32	VANGUARD INDEX FDS	VTV	922908744	$766.6K	0.59%	3,547	SH
33	COCA COLA CO	KO	191216100	$746.3K	0.58%	8,669	SH
34	PALO ALTO NETWORKS INC	PANW	697435105	$739.4K	0.57%	1,860	SH
35	ISHARES TR	IJR	464287804	$715.7K	0.55%	5,261	SH
36	BANK OF AMER CORP	BAC	060505104	$707.2K	0.55%	12,992	SH
37	AMGEN INC	AMGN	031162100	$654.1K	0.50%	1,551	SH
38	BROADCOM INC	AVGO	11135F101	$625.8K	0.48%	1,782	SH
39	SCHWAB STRATEGIC TR	SCHX	808524201	$615.8K	0.48%	20,525	SH
40	LOCKHEED MARTIN CORP	LMT	539830109	$610.5K	0.47%	1,198	SH
41	GLOBAL X FDS	XYLD	37954Y475	$599.1K	0.46%	14,430	SH
42	SELECT SECTOR SPDR TR	XLE	81369Y506	$586.0K	0.45%	9,528	SH
43	FIDELITY COVINGTON TRUST	FSYD	316092212	$581.6K	0.45%	12,484	SH
44	ISHARES GOLD TR	IAU	464285204	$573.1K	0.44%	7,338	SH
45	VERIZON COMMUNICATIONS INC	VZ	92343V104	$546.2K	0.42%	11,908	SH
46	PROCTER & GAMBLE CO	PG	742718109	$528.7K	0.41%	3,639	SH
47	FRONTLINE PLC	FRO	M46528101	$465.3K	0.36%	9,443	SH
48	VANGUARD SPECIALIZED FUNDS	VIG	921908844	$462.0K	0.36%	1,980	SH
49	VANGUARD WORLD FD	VGT	92204A702	$455.4K	0.35%	3,624	SH
50	GLOBAL X FDS	QYLD	37954Y483	$441.9K	0.34%	23,820	SH