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PARADIGM ASSET MANAGEMENT CO LLC — 13F Holdings & Portfolio

CIK 1034549 · latest 13F-HR filed 2026-08-06

Backtest portfolio

PARADIGM ASSET MANAGEMENT CO LLC manages $468.1M in 13F-reported U.S. long-equity assets across 419 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are GOOGL (2.38%), MU (2.17%), ASML (1.54%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 71 new positions and exited 76; 164 existing positions rose in reported value and 119 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$468.1M

Long-equity book

Holdings
419

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+71 / −76 / ↑164 / ↓119

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
GOOGL2.4% · -3%MU2.2% · +878%ASML1.5% · 0%QCOM1.5% · +5%XOM1.5% · +173%LRCX1.5% · -13%CSCO1.4% · +60%JPM1.4% · -31%MAT1.3% · -47%MSFT1.3% · +63%AMAT1.2% · +82%NVDA1.2% · -27%AMZN1.1% · +94%GS1.1% · +16%AAPL1.1% · -13%LOW1.0% · -0%BAC1.0% · +18%C0.9% · +57%MO0.9% · +2%RTX0.8% · +38%FCX0.8% · +397%AZN0.8% · 0%JNJ0.8% · +1046%CVX0.8% · +109%AVGO0.8% · -6%VLO0.8% · newINTU0.8% · -4%MRK0.7% · -31%MMI0.7% · 0%ABLZF0.7% · 0%AHCVS0.7% · +6%AVAV0.6% · +26%SAP0.6% · +56%GM0.6% · +1318%TXN0.6% · +18%CAT0.6% · -31%WDC0.6% · newCOP0.6% · +21%BHP0.6% · 0%BNY0.6% · newHZO0.6% · 0%URI0.5% · 0%IX0.5% · 0%BSBR0.5% · 0%ODFL0.5% · 0%FDX0.5% · +27%META0.5% · +738%PG0.5% · +521%BCRX0.5% · 0%CRUS0.5% · 0%BLKB0.5% · +0%GEV0.5% · +218%NEM0.5% · +1200%BP PLC0.5% · +0%LGRVF0.5% · 0%DFIN0.5% · +0%CMI0.5% · newAMD0.5% · +108%ROL0.5% · 0%IBM0.5% · +24%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

4 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 16.1%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Mar 31, 2026.

Assets Under Management
$2.38B
Discretionary
$2.38B
Employees
12
Accounts
72
Address
NINE ELK STREET
ALBANY, NY 12207
Phone
(518) 431-3500
Website
This firm reports 1 disclosure item on its registration.
Name Title / Status Ownership Type
FLORIO, CARL, ANTHONY ControlDIRECTOR AND VICE CHAIRMAN
since Jan 2008
Less than 5%Individual
GIMON, RICHARD, JAMES ControlCHIEF COMPLIANCE OFFICER
since Mar 2026
Less than 5%Individual
MCMILLEN, PETER, JOHN ControlSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER
since Jul 2025
Less than 5%Individual
PARADIGM CAPITAL HOLDINGS, INC. ControlSHAREHOLDER
since Jan 2008
75% or moreDomestic Entity
WEIR, AMELIA, FARLEY ControlDIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER
since Sep 2008
Less than 5%Individual
WEIR, CANDACE, KING ControlDIRECTOR/PORTFOLIO MANAGER/CEO/CIO
since Sep 1994
Less than 5%Individual
WEIR, CANDACE, KING Control
Indirect owner via PARADIGM CAPITAL HOLDINGS, INC.
SHAREHOLDER
since Jan 2008
50–75%Individual
Ownership & leadership changes · 6 filings with changes since Mar 30, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Mar 31, 2026 filing
  • No longer listedMILLER, GREGG, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Dec 2022
  • AddedGIMON, RICHARD, JAMES · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Jul 1, 2025 filing
  • No longer listedBENTON, ROBERT, ALBERT · SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR · Less than 5% · control person · listed since Jan 2007
  • AddedMCMILLEN, PETER, JOHN · SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER · Less than 5% · control person
Dec 22, 2022 filing
  • No longer listedSPYCHALSKI, SARA, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2022
  • AddedMILLER, GREGG, ALAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Mar 29, 2022 filing
  • No longer listedSIGNOR, THOMAS, HARRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Oct 2019
  • AddedSPYCHALSKI, SARA, ELIZABETH · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
Oct 25, 2019 filing
  • AddedSIGNOR, THOMAS, HARRY · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ChangedBENTON, ROBERT, ALBERT · title CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR → SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR
Jul 11, 2016 filing
  • No longer listedGULICK, JOHN, VINCENT · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Feb 2007
  • ChangedBENTON, ROBERT, ALBERT · title SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR → CHIEF COMPLIANCE OFFICER / SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR
Mar 30, 2012 filing (earliest on record)
  • ListedBENTON, ROBERT, ALBERT · SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER, DIRECTOR · Less than 5% · control person
  • ListedFLORIO, CARL, ANTHONY · DIRECTOR AND VICE CHAIRMAN · Less than 5% · control person
  • ListedGULICK, JOHN, VINCENT · VICE PRESIDENT, CHIEF COMPLIANCE OFFICER · Less than 5% · control person
  • ListedPARADIGM CAPITAL HOLDINGS, INC. · SHAREHOLDER · 75% or more · control person
  • ListedWEIR, AMELIA, FARLEY · DIRECTOR/SENIOR VICE PRESIDENT/PORTFOLIO MANAGER · Less than 5% · control person
  • ListedWEIR, CANDACE, KING · DIRECTOR/PORTFOLIO MANAGER/CEO/CIO · Less than 5% · control person
  • ListedWEIR, CANDACE, KING · SHAREHOLDER · 50–75% · indirect via PARADIGM CAPITAL HOLDINGS, INC. · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

PARADIGM ASSET MANAGEMENT CO LLC Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 ALPHABET INC. CL A GOOGL 02079K305 $11.2M 2.38% 31,210 SH
2 MICRON TECHNOLOGY MU 595112103 $10.2M 2.17% 8,800 SH
3 ASML HOLDING NV ASML 00B929F46 $7.2M 1.54% 3,668 SH
4 EXXON MOBIL CORP. XOM 30231G102 $7.0M 1.49% 51,150 SH
5 LAM RESEARCH CORP LRCX 512807306 $6.9M 1.48% 16,000 SH
6 CISCO SYSTEMS CSCO 17275R102 $6.6M 1.42% 56,600 SH
7 JPMORGAN CHASE & CO JPM 46625H100 $6.6M 1.41% 20,150 SH
8 SAMSUNG ELECTRONICS CO LT MAT 006771720 $6.3M 1.34% 29,000 SH
9 MICROSOFT CORP. MSFT 594918104 $6.0M 1.28% 16,050 SH
10 APPLIED MATLS INC. AMAT 038222105 $5.5M 1.17% 7,600 SH
11 NVIDIA CORP NVDA 67066G104 $5.5M 1.17% 27,400 SH
12 AMAZON COM AMZN 023135106 $5.2M 1.11% 21,850 SH
13 GOLDMAN SACHS GROUP GS 38141G104 $5.1M 1.08% 5,002 SH
14 APPLE INC. AAPL 037833100 $5.0M 1.08% 17,446 SH
15 BANK OF AMERICA BAC 060505104 $4.7M 1.01% 82,650 SH
16 CITIGROUP INC. C 172967424 $4.3M 0.92% 30,800 SH
17 QUALCOMM INC. QCOM 747525103 $4.0M 0.86% 21,700 SH
18 RAYTHEON TECHNOLOGIES COR RTX 75513E101 $3.9M 0.83% 20,600 SH
19 FRPT MCMORAN CPR FCX 35671D857 $3.9M 0.83% 62,100 SH
20 ASTRAZENECA PLC AZN 000989529 $3.8M 0.81% 20,300 SH
21 JOHNSON & JOHNSON JNJ 478160104 $3.8M 0.81% 14,900 SH
22 CHEVRON CORP CVX 166764100 $3.8M 0.81% 22,828 SH
23 BROADCOM INC. AVGO 11135F101 $3.8M 0.81% 10,000 SH
24 VALERO ENERGY NEW VLO 91913Y100 $3.6M 0.76% 13,700 SH
25 NOVARTIS AG-REG NVS 007103065 $3.4M 0.72% 21,514 SH
26 ROCHE HOLDING AG MMI 00BTMJD19 $3.3M 0.71% 8,108 SH
27 ABB LTD-REG ABLZF 007108899 $3.3M 0.71% 30,800 SH
28 UNICREDIT SPA QCOM 00BYMXPS7 $3.2M 0.67% 35,300 SH
29 RENESAS ELECTRONICS CORP RNECF 006635677 $3.0M 0.64% 102,000 SH
30 SAP AG - SPONSORED ADR SAP 803054204 $3.0M 0.64% 19,400 SH
31 GENERAL MTRS CO GM 37045V100 $3.0M 0.63% 38,300 SH
32 TEXAS INSTRS INC. TXN 882508104 $2.9M 0.62% 9,800 SH
33 CATERPILLAR TRACTOR CAT 149123101 $2.9M 0.61% 2,700 SH
34 WESTERN DIGITAL CORP WDC 958102105 $2.9M 0.61% 4,500 SH
35 BHP GROUP LTD BHP 006144690 $2.7M 0.58% 66,100 SH
36 BANK OF NEW YORK MELLON C BNY 064058100 $2.7M 0.58% 18,700 SH
37 ROLLS ROYCE HOLDINGS PLC — 00B63H849 $2.7M 0.57% 139,900 SH
38 UNITED RENTALS URI 911363109 $2.6M 0.55% 2,258 SH
39 CAIXABANK SA CIXPF 00B283W97 $2.6M 0.54% 180,100 SH
40 ORIX - SPON ADR IX 686330101 $2.5M 0.54% 66,400 SH
41 BANCO SANTANDER SA BSBR 005705946 $2.4M 0.52% 177,100 SH
42 SUMITOMO MITSUI FINCL GP SMFG 006563024 $2.4M 0.52% 61,800 SH
43 FEDEX CORPORATION FDX 31428X106 $2.4M 0.51% 7,600 SH
44 META PLATFORMS INC CL A META 30303M102 $2.4M 0.51% 4,201 SH
45 PROCTOR & GAMBLE PG 742718109 $2.4M 0.50% 16,100 SH
46 DBS GROUP HOLDINGS LTD BCRX 006175203 $2.3M 0.50% 46,300 SH
47 FUJIKURA LTD FKURF 006356707 $2.3M 0.49% 60,000 SH
48 DEUTSCHE TELEKOM AG-REG DTEGF 005842359 $2.3M 0.48% 83,200 SH
49 GE VERNOVA INC. GEV 36828A101 $2.2M 0.48% 1,896 SH
50 BNP PARIBAS BNPQF 007309681 $2.2M 0.47% 18,875 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $468.1M 419 0001034549-26-000004
2026-03-31 2026-05-12 $426.5M 424 0001034549-26-000003
2025-12-31 2026-02-04 $433.1M 503 0001034549-26-000001
2025-09-30 2025-11-12 $435.2M 491 0001034549-25-000009
Filer Information
Address
445 HAMILTON AVENUE
11TH FLOOR
NEW YORK, NY 10601
Phone
(212) 771-6100
Filing Manager
PARADIGM ASSET MANAGEMENT CO LLC
NEW YORK, NY
Signatory
James E. Francis
CEO & President