Generation Capital Management LLC — 13F Holdings & Portfolio
CIK 2054384 · latest 13F-HR filed 2026-08-13
Generation Capital Management LLC manages $163.0M in 13F-reported U.S. long-equity assets across 83 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are TBIL (7.69%), GOOG (6.21%), TFLO (5.55%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 19 new positions and exited 10; 33 existing positions rose in reported value and 10 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
Loading holdings…
AUM
$163.0M
Long-equity book
Holdings
83
Distinct positions
Period
2026-06-30
Filed 2026-08-13
Q/Q Activity
+19 / −10 / ↑33 / ↓10
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26TBIL7.7% · -3%GOOG6.2% · -1%TFLO5.5% · +4%JAAA5.5% · +4%AAPL4.3% · -2%VOO4.3% · -1%SPY3.1% · -1%SNDK2.6% · newAMZN2.5% · -1%FLRN2.5% · -1%NVDA2.5% · +1%MU2.4% · +160%AVGO2.2% · -1%SPHQ2.1% · -0%IVV2.1% · 0%MSFT2.1% · +1%BND2.0% · -9%ALAB1.9% · newJEPQ1.8% · +7%GOOGL1.7% · -0%C1.3% · -1%META1.2% · -2%BAC1.2% · +0%GLW1.2% · newTSLA1.1% · -3%VPL1.0% · +9%TLT1.0% · newWMT1.0% · 0%JEPI0.9% · -3%IEI0.9% · -4%NBIS0.9% · newVUG0.9% · newUNH0.9% · -1%SBUX0.9% · newAAAU0.9% · -1%IEF0.8% · -3%ROBO0.8% · newMCD0.8% · 0%IGV0.8% · newUBER0.8% · -4%HGRO0.8% · newAPD0.8% · 0%SPEM0.7% · +4%SPCX0.7% · newIAU0.7% · -66%MRK0.7% · -2%JPST0.6% · -3%HYG0.6% · newPSA0.6% · 0%ASTS0.6% · newJNJ0.5% · 0%MP0.5% · newSJNK0.5% · -16%SYY0.4% · 0%UNP0.4% · -1%COF0.4% · 0%PG0.4% · 0%MA0.4% · 0%XHB0.4% · newBIL0.4% · -2%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
3 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 44.3%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 5, 2026.
Assets Under Management
$4.12B
Discretionary
$1.19B
Employees
46
Accounts
30
Address
BERKELEY SQUARE HOUSE
BERKELEY SQUARE
LONDON W1J 6BX
United Kingdom
BERKELEY SQUARE
LONDON W1J 6BX
United Kingdom
Phone
44-207-543-1500
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| Adams, Richard, John Control | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER since Apr 2020 | Less than 5% | Individual |
| BARNARD, IAN, CLIVE Control | CHIEF EXECUTIVE OFFICER, MEMBER since Nov 2007 | 25–50% | Individual |
| CAPITAL GENERATION HOLDINGS LLP Control | MEMBER since Feb 2017 | 75% or more | Foreign Entity |
| Chambers, Sharon, Ann Control | MEMBER since Apr 2020 | Less than 5% | Individual |
| Davies, Ross, Owain Control | MEMBER since Jun 2019 | Less than 5% | Individual |
| Flanagan, Clare, Elizabeth Control | MEMBER since Apr 2020 | Less than 5% | Individual |
| Jouni, Chady Control | MEMBER, CHIEF INVESTMENT OFFICER since May 2026 | Less than 5% | Individual |
| Said, Khaled, Rida Control | MANAGING PARTNER, MEMBER since Oct 2007 | Less than 5% | Individual |
| Thorne, Charlotte, Louise Control | MEMBER since Oct 2007 | 10–25% | Individual |
| BARNARD, IAN, CLIVE Control Indirect owner via CAPITAL GENERATION HOLDINGS LLP | MEMBER since Dec 2016 | 25–50% | Individual |
| GENCAP LIMITED Control Indirect owner via CAPITAL GENERATION HOLDINGS LLP | MEMBER since Dec 2016 | 25–50% | Foreign Entity |
| Said, Khaled, Rida Control Indirect owner via GENCAP LIMITED | SHAREHOLDER since Dec 2015 | 75% or more | Individual |
Ownership & leadership changes · 14 filings with changes since Jan 13, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 5, 2026 filing
- AddedJouni, Chady · MEMBER, CHIEF INVESTMENT OFFICER · Less than 5% · control person
Feb 9, 2026 filing
- No longer listedSears, Robert, Peter Newton · MEMBER · Less than 5% · control person · listed since Jun 2017
Mar 25, 2025 filing
- No longer listedSaid, Khaled, Rida · SHAREHOLDER · 75% or more · indirect via CAPITAL GENERATION CAPITAL LIMITED · control person · listed since Dec 2015
- AddedSaid, Khaled, Rida · SHAREHOLDER · 75% or more · indirect via GENCAP LIMITED · control person
Mar 19, 2024 filing
- No longer listedATHERTON, HIROKO, AALTJE · CHIEF LEGAL OFFICER, MEMBER · Less than 5% · control person · listed since Oct 2013
Aug 18, 2023 filing
- No longer listedShewaram, Dipankar · MEMBER · 5–10% · listed since Apr 2022
Mar 31, 2023 filing
- AddedShewaram, Dipankar · MEMBER · 5–10%
Mar 18, 2022 filing
- No longer listedCAPITAL GENERATION CAPITAL LIMITED · MEMBER · 25–50% · indirect via CAPITAL GENERATION HOLDINGS LLP · control person · listed since Dec 2016
- AddedGENCAP LIMITED · MEMBER · 25–50% · indirect via CAPITAL GENERATION HOLDINGS LLP · control person
Feb 16, 2021 filing
- AddedChambers, Sharon, Ann · MEMBER · Less than 5% · control person
- AddedFlanagan, Clare, Elizabeth · MEMBER · Less than 5% · control person
- ChangedAdams, Richard, John · title CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER → CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER, MEMBER; now a control person
- ChangedBARNARD, IAN, CLIVE · title MEMBER → CHIEF EXECUTIVE OFFICER, MEMBER
Mar 12, 2020 filing
- No longer listedD'Alesio, Giovanni · MEMBER · Less than 5% · control person · listed since Jun 2017
- AddedDavies, Ross, Owain · MEMBER · Less than 5% · control person
Mar 18, 2019 filing
- ChangedAdams, Richard, John · title CHIEF OPERATIONS OFFICER → CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER
- ChangedThorne, Charlotte, Louise · title CHIEF COMPLIANCE OFFICER, MEMBER → MEMBER
Older changes (5 more filings)
May 30, 2018 filing
- ChangedATHERTON, HIROKO, AALTJE · title CHIEF LEGAL OFFICER → CHIEF LEGAL OFFICER, MEMBER; now a control person
Mar 27, 2018 filing
- AddedD'Alesio, Giovanni · MEMBER · Less than 5% · control person
- AddedSears, Robert, Peter Newton · MEMBER · Less than 5% · control person
Feb 24, 2017 filing
- No longer listedCAPITAL GENERATION CAPITAL LIMITED · MEMBER · 25–50% · control person · listed since Jan 2008
- No longer listedCAPITAL GENERATION PARTNERS SERVICES LIMITED · MEMBER · 10–25% · listed since Jan 2008
- No longer listedSAFINVEST HOLDINGS (BERMUDA) LIMITED · SHAREHOLDER · 75% or more · indirect via CAPITAL GENERATION PARTNERS SERVICES LIMITED · control person · listed since May 2006
- No longer listedSaid, Khaled, Rida · SHAREHOLDER · 75% or more · indirect via SAFINVEST HOLDINGS (BERMUDA) LIMITED · control person · listed since Jun 2011
- AddedATHERTON, HIROKO, AALTJE · CHIEF LEGAL OFFICER · Less than 5%
- AddedAdams, Richard, John · CHIEF OPERATIONS OFFICER · Less than 5%
- AddedBARNARD, IAN, CLIVE · MEMBER · 25–50% · indirect via CAPITAL GENERATION HOLDINGS LLP · control person
- AddedCAPITAL GENERATION CAPITAL LIMITED · MEMBER · 25–50% · indirect via CAPITAL GENERATION HOLDINGS LLP · control person
- AddedCAPITAL GENERATION HOLDINGS LLP · MEMBER · 75% or more · control person
Jan 26, 2016 filing
- ChangedBARNARD, IAN, CLIVE · title PARTNER → MEMBER
- ChangedCAPITAL GENERATION CAPITAL LIMITED · title PARTNER → MEMBER
- ChangedCAPITAL GENERATION PARTNERS SERVICES LIMITED · title PARTNER → MEMBER
- ChangedSaid, Khaled, Rida · title MANAGING PARTNER → MANAGING PARTNER, MEMBER
- ChangedThorne, Charlotte, Louise · title PARTNER, CHIEF COMPLIANCE OFFICER → CHIEF COMPLIANCE OFFICER, MEMBER
Jan 13, 2016 filing (earliest on record)
- ListedBARNARD, IAN, CLIVE · PARTNER · 25–50% · control person
- ListedCAPITAL GENERATION CAPITAL LIMITED · PARTNER · 25–50% · control person
- ListedCAPITAL GENERATION PARTNERS SERVICES LIMITED · PARTNER · 10–25%
- ListedSAFINVEST HOLDINGS (BERMUDA) LIMITED · SHAREHOLDER · 75% or more · indirect via CAPITAL GENERATION PARTNERS SERVICES LIMITED · control person
- ListedSaid, Khaled, Rida · MANAGING PARTNER · Less than 5% · control person
- ListedSaid, Khaled, Rida · SHAREHOLDER · 75% or more · indirect via SAFINVEST HOLDINGS (BERMUDA) LIMITED · control person
- ListedSaid, Khaled, Rida · SHAREHOLDER · 75% or more · indirect via CAPITAL GENERATION CAPITAL LIMITED · control person
- ListedThorne, Charlotte, Louise · PARTNER, CHIEF COMPLIANCE OFFICER · 10–25% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- MICRON TECHNOLOGY INC$3.4M +787.9%
- ALPHABET INC$1.8M +21.8%
- VANGUARD INDEX FDS$864.5K +14.1%
- APPLE INC$762.9K +12.3%
- BROADCOM INC$630.9K +21.3%
Top Trims
- ISHARES GOLD TR-$2.6M -70.9%
- VANGUARD BD INDEX FDS-$356.7K -9.7%
- GOLDMAN SACHS PHYSICAL GOLD-$264.4K -15.5%
- NETFLIX INC.-$226.7K -28.9%
- MCDONALDS CORP-$194.0K -13.0%
New Positions
- SANDISK CORP$4.3M
- ASTERA LABS INC$3.1M
- CORNING INC$2.0M
- ISHARES TR$1.6M
- NEBIUS GROUP N.V.$1.5M
Exited Positions
- PROSHARES TR$1.9M
- PROSHARES TR$1.4M
- PROSHARES TR$1.4M
- PROSHARES TR$1.2M
- ISHARES INC$1.1M
Generation Capital Management LLC Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | RBB FD INC | TBIL | 74933W452 | $12.5M | 7.69% | 251,388 | SH |
| 2 | ALPHABET INC | GOOG | 02079K107 | $10.1M | 6.21% | 28,634 | SH |
| 3 | ISHARES TR | TFLO | 46434V860 | $9.0M | 5.55% | 178,490 | SH |
| 4 | JANUS DETROIT STR TR | JAAA | 47103U845 | $8.9M | 5.48% | 176,965 | SH |
| 5 | APPLE INC | AAPL | 037833100 | $7.0M | 4.29% | 24,146 | SH |
| 6 | VANGUARD INDEX FDS | VOO | 922908363 | $7.0M | 4.28% | 10,167 | SH |
| 7 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $5.1M | 3.14% | 6,859 | SH |
| 8 | SANDISK CORP | SNDK | 80004C200 | $4.3M | 2.63% | 1,885 | SH |
| 9 | AMAZON COM INC | AMZN | 023135106 | $4.1M | 2.51% | 17,137 | SH |
| 10 | SPDR SERIES TRUST | FLRN | 78468R200 | $4.1M | 2.51% | 132,333 | SH |
| 11 | NVIDIA CORPORATION | NVDA | 67066G104 | $4.0M | 2.48% | 20,168 | SH |
| 12 | MICRON TECHNOLOGY INC | MU | 595112103 | $3.9M | 2.37% | 3,347 | SH |
| 13 | BROADCOM INC | AVGO | 11135F101 | $3.6M | 2.20% | 9,495 | SH |
| 14 | INVESCO EXCHANGE TRADED FD T | SPHQ | 46137V241 | $3.4M | 2.11% | 38,243 | SH |
| 15 | ISHARES TR | IVV | 464287200 | $3.4M | 2.09% | 4,546 | SH |
| 16 | MICROSOFT CORP | MSFT | 594918104 | $3.3M | 2.05% | 8,973 | SH |
| 17 | VANGUARD BD INDEX FDS | BND | 921937835 | $3.3M | 2.04% | 45,265 | SH |
| 18 | ASTERA LABS INC | ALAB | 04626A103 | $3.1M | 1.91% | 6,433 | SH |
| 19 | J P MORGAN EXCHANGE TRADED F | JEPQ | 46654Q203 | $3.0M | 1.85% | 48,990 | SH |
| 20 | ALPHABET INC | GOOGL | 02079K305 | $2.8M | 1.74% | 7,934 | SH |
| 21 | CITIGROUP INC | C | 172967424 | $2.2M | 1.33% | 15,520 | SH |
| 22 | META PLATFORMS INC | META | 30303M102 | $2.0M | 1.22% | 3,532 | SH |
| 23 | BANK OF AMER CORP | BAC | 060505104 | $2.0M | 1.22% | 34,888 | SH |
| 24 | CORNING INC | GLW | 219350105 | $2.0M | 1.22% | 7,760 | SH |
| 25 | TESLA INC | TSLA | 88160R101 | $1.7M | 1.06% | 4,095 | SH |
| 26 | VANGUARD INTL EQUITY INDEX F | VPL | 922042866 | $1.6M | 1.00% | 14,029 | SH |
| 27 | ISHARES TR | TLT | 464287432 | $1.6M | 0.97% | 18,205 | SH |
| 28 | WALMART INC | WMT | 931142103 | $1.6M | 0.96% | 13,804 | SH |
| 29 | J P MORGAN EXCHANGE TRADED F | JEPI | 46641Q332 | $1.5M | 0.94% | 27,101 | SH |
| 30 | ISHARES TR | IEI | 464288661 | $1.5M | 0.93% | 12,916 | SH |
| 31 | NEBIUS GROUP N.V. | NBIS | N97284108 | $1.5M | 0.92% | 5,440 | SH |
| 32 | VANGUARD INDEX FDS | VUG | 922908736 | $1.5M | 0.90% | 17,115 | SH |
| 33 | UNITEDHEALTH GROUP INC | UNH | 91324P102 | $1.5M | 0.90% | 3,516 | SH |
| 34 | STARBUCKS CORP | SBUX | 855244109 | $1.4M | 0.89% | 14,114 | SH |
| 35 | GOLDMAN SACHS PHYSICAL GOLD | AAAU | 38150K103 | $1.4M | 0.88% | 36,445 | SH |
| 36 | ISHARES TR | IEF | 464287440 | $1.4M | 0.85% | 14,636 | SH |
| 37 | EXCHANGE TRADED CONCEPTS TRU | ROBO | 301505707 | $1.4M | 0.84% | 15,900 | SH |
| 38 | MCDONALDS CORP | MCD | 580135101 | $1.3M | 0.80% | 4,793 | SH |
| 39 | ISHARES TR | IGV | 464287515 | $1.3M | 0.78% | 14,080 | SH |
| 40 | UBER TECHNOLOGIES INC | UBER | 90353T100 | $1.3M | 0.77% | 17,440 | SH |
| 41 | ETF OPPORTUNITIES TRUST | HGRO | 26923Q739 | $1.2M | 0.76% | 39,750 | SH |
| 42 | AIR PRODUCTS AND CHEMICALS I | APD | 009158106 | $1.2M | 0.76% | 4,231 | SH |
| 43 | SPDR INDEX SHS FDS | SPEM | 78463X509 | $1.2M | 0.74% | 23,142 | SH |
| 44 | SPACE EXPLORATION TECHN CORP | SPCX | 84615Q103 | $1.1M | 0.67% | 6,354 | SH |
| 45 | ISHARES GOLD TR | IAU | 464285204 | $1.1M | 0.66% | 14,250 | SH |
| 46 | MERCK & CO INC | MRK | 58933Y105 | $1.1M | 0.65% | 8,294 | SH |
| 47 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $1.1M | 0.65% | 20,850 | SH |
| 48 | ISHARES TR | HYG | 464288513 | $1.0M | 0.63% | 12,830 | SH |
| 49 | PUBLIC STORAGE | PSA | 74460D109 | $932.0K | 0.57% | 2,928 | SH |
| 50 | AST SPACEMOBILE INC | ASTS | 00217D100 | $905.5K | 0.56% | 10,190 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-13 | $163.0M | 83 | 0001214659-26-010030 |
| 2026-03-31 | 2026-05-08 | $136.9M | 74 | 0001214659-26-005813 |
| 2025-12-31 | 2026-02-13 | $154.2M | 88 | 0001214659-26-001664 |
Filer Information
Address
1163 PITTSFORD-VICTOR RD.SUITE 100
PITTSFORD, NY 14534
Phone
(585) 232-8560
Filing Manager
Generation Capital Management LLC
PITTSFORD, NY
Signatory
Mary Anne DeJohn
Chief Compliance Officer