PineBridge Investments, L.P. — 13F Holdings & Portfolio
CIK 1531721 · latest 13F-HR filed 2025-11-14
PineBridge Investments, L.P. manages $13.47B in 13F-reported U.S. long-equity assets across 524 reported positions as of its 2025-09-30 13F-HR filing. Its largest disclosed positions are NVDA (8.93%), MSFT (7.27%), AAPL (5.74%). Quarter over quarter (versus its 2025-06-30 filing) the fund opened 54 new positions and exited 81; 180 existing positions rose in reported value and 241 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$13.47B
Long-equity book
Holdings
524
Distinct positions
Period
2025-09-30
Filed 2025-11-14
Q/Q Activity
+54 / −81 / ↑180 / ↓241
vs 2025-06-30
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q3 25NVDA8.9% · +16%MSFT7.3% · +18%AAPL5.7% · +1%GOOGL3.6% · +9%META3.1% · +6%AMZN2.9% · +2%JPM2.3% · +11%SHY2.2% · +6%AVGO2.0% · +14%UNP1.6% · +84%TSLA1.4% · -4%GOOG1.2% · -9%BRK.B1.2% · -19%XOM1.1% · +11%MA1.0% · +4%HON0.9% · +46%GS0.9% · +57%PANW0.8% · +84%STT0.8% · +15%LLY0.7% · +45%V0.7% · +11%LOW0.7% · -4%HD0.7% · -15%MSI0.6% · -23%CRWD0.6% · +52%BAC0.6% · +239%LRCX0.6% · +33%NFLX0.6% · +33%SNPS0.6% · +43%WMT0.6% · -4%PG0.6% · +51%PLTR0.5% · -5%INTU0.5% · -13%C0.5% · +142%ARGX0.5% · +25%SCHW0.5% · +42%TMO0.5% · +3%FIS0.5% · +62%QCOM0.5% · -27%NOW0.5% · +4%FTNT0.5% · +24%COST0.5% · +24%YUMC0.4% · -80%PLD0.4% · +141%GE0.4% · +625%CHRW0.4% · +7%CME0.4% · +31%MS0.4% · +62%WFC0.4% · +254%ANET0.4% · -22%JNJ0.4% · -22%FE0.4% · +14%ROP0.4% · +16%ITW0.4% · +0%CRM0.4% · -17%ROK0.4% · -2%CMCSA0.4% · +27%WAB0.4% · +4%ABT0.4% · -1%UNH0.4% · +4%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q2 25 → Q3 25Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
2 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 39.6%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated May 11, 2026.
Assets Under Management
$76.73B
Discretionary
$65.76B
Employees
239
Accounts
354
Address
65 EAST 55TH STREET
PARK AVENUE TOWER
NEW YORK, NY 10022
PARK AVENUE TOWER
NEW YORK, NY 10022
Phone
(646) 857-8000
This firm reports 2 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| AHERN, TRACIE, ELIZABETH Control | CHIEF FINANCIAL OFFICER since Oct 2019 | Less than 5% | Individual |
| FUNK, BRIAN, D Control | PRESIDENT since Dec 2025 | Less than 5% | Individual |
| KARPIK, MICHAEL, JOHN Control | CHIEF OPERATING OFFICER since Jan 2018 | Less than 5% | Individual |
| PINEBRIDGE INVESTMENTS HOLDINGS US LLC Control | SHAREHOLDER since Sep 2016 | 75% or more | Domestic Entity |
| CORSON, WILLIAM, EMERSON | CHIEF COMPLIANCE OFFICER since Mar 2022 | Less than 5% | Individual |
| METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC Control Indirect owner via PINEBRIDGE INVESTMENTS HOLDINGS US LLC | SOLE OWNER since Dec 2025 | 75% or more | Domestic Entity |
| METLIFE, INC. Control Indirect owner via METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC | SOLE OWNER since Dec 2025 | 75% or more | Domestic Entity |
Ownership & leadership changes · 10 filings with changes since Oct 7, 2016
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
May 11, 2026 filing
- No longer listedSMITH, ERIC, JAMES · GENERAL COUNSEL · Less than 5% · control person · listed since May 2020
Jan 5, 2026 filing
- No longer listedBRIDGE HOLDINGS COMPANY LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via PINEBRIDGE INVESTMENTS, L.P. · control person · listed since Aug 2009
- No longer listedCHILTONLINK LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED · control person · listed since Jul 2009
- No longer listedKOLLMORGEN, LAILA, MARIE · MANAGING DIRECTOR · Less than 5% · control person · listed since Sep 2016
- No longer listedLI, RICHARD, TZAR KAI · SHAREHOLDER · 75% or more · indirect via CHILTONLINK LIMITED · control person · listed since Dec 1996
- No longer listedMEISSNER, ANDREW, JEFFREY · MANAGING DIRECTOR · Less than 5% · control person · listed since Sep 2016
- No longer listedOH, STEVEN, SUK MIN · PRESIDENT · Less than 5% · control person · listed since Sep 2016
- No longer listedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · LIMITED PARTNER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · control person · listed since Aug 2009
- No longer listedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY PARTNERS GP LIMITED · control person · listed since Aug 2009
- No longer listedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · SHAREHOLDER · 75% or more · indirect via BRIDGE HOLDINGS COMPANY LIMITED · control person · listed since Aug 2009
- No longer listedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · LIMITED PARTNER · 75% or more · indirect via PINEBRIDGE INVESTMENTS, L.P. · control person · listed since Aug 2009
- No longer listedPACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · control person · listed since Aug 2009
- No longer listedPACIFIC CENTURY PARTNERS GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · control person · listed since Aug 2009
- No longer listedPINEBRIDGE INVESTMENTS HOLDINGS US LLC · SHAREHOLDER · 75% or more · indirect via PINEBRIDGE INVESTMENTS, LLC · control person · listed since Sep 2009
- No longer listedPINEBRIDGE INVESTMENTS LLC · DIRECT OWNER · 75% or more · control person · listed since Sep 2016
- No longer listedPINEBRIDGE INVESTMENTS, L.P. · SHAREHOLDER · 75% or more · indirect via PINEBRIDGE INVESTMENTS HOLDINGS US LLC · control person · listed since Mar 2010
- No longer listedPURSER, DANIEL · MANAGING DIRECTOR · Less than 5% · control person · listed since Mar 2025
- No longer listedSHERRY, DANIEL, PATRICK · MANAGING DIRECTOR · Less than 5% · control person · listed since Jun 2020
- AddedFUNK, BRIAN, D · PRESIDENT · Less than 5% · control person
- AddedMETLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC · SOLE OWNER · 75% or more · indirect via PINEBRIDGE INVESTMENTS HOLDINGS US LLC · control person
- AddedMETLIFE, INC. · SOLE OWNER · 75% or more · indirect via METLIFE INVESTMENT MANAGEMENT HOLDINGS, LLC · control person
- AddedPINEBRIDGE INVESTMENTS HOLDINGS US LLC · SHAREHOLDER · 75% or more · control person
Mar 28, 2025 filing
- No longer listedHASNAIN, SAIYED, MOZAFFAR · MANAGING DIRECTOR · Less than 5% · control person · listed since Mar 2021
- No longer listedLAPHAM, JOHN, GORDON · PRESIDENT · Less than 5% · control person · listed since Sep 2016
- AddedPURSER, DANIEL · MANAGING DIRECTOR · Less than 5% · control person
- ChangedOH, STEVEN, SUK MIN · title MANAGING DIRECTOR → PRESIDENT
Mar 31, 2022 filing
- No longer listedBLEVINS, JOHN, HOWARD · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Nov 2018
- AddedCORSON, WILLIAM, EMERSON · CHIEF COMPLIANCE OFFICER · Less than 5%
Apr 30, 2021 filing
- AddedSMITH, ERIC, JAMES · GENERAL COUNSEL · Less than 5% · control person
Mar 31, 2021 filing
- AddedHASNAIN, SAIYED, MOZAFFAR · MANAGING DIRECTOR · Less than 5% · control person
Jul 20, 2020 filing
- No longer listedBothamley, Julie · MANAGING DIRECTOR · Less than 5% · control person · listed since Sep 2016
- AddedSHERRY, DANIEL, PATRICK · MANAGING DIRECTOR · Less than 5% · control person
Oct 29, 2019 filing
- No longer listedFREILICH, PAUL, ALLEN · DEPUTY CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2016
- No longer listedPRINZIVALLI, DAVID, EDWARD · CHIEF FINANCIAL OFFICER · Less than 5% · control person · listed since Sep 2016
- AddedAHERN, TRACIE, ELIZABETH · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Nov 20, 2018 filing
- No longer listedSHAPIRO, JOSHUA, FRED · CHIEF COMPLIANCE OFFICER · Less than 5% · listed since Sep 2016
- AddedBLEVINS, JOHN, HOWARD · CHIEF COMPLIANCE OFFICER · Less than 5%
Apr 2, 2018 filing
- No longer listedSLUYTERS, JULIAN, FERNAND · CHIEF OPERATING OFFICER · Less than 5% · control person · listed since Sep 2016
- AddedKARPIK, MICHAEL, JOHN · CHIEF OPERATING OFFICER · Less than 5% · control person
Older changes (1 more filing)
Oct 7, 2016 filing (earliest on record)
- ListedBRIDGE HOLDINGS COMPANY LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via PINEBRIDGE INVESTMENTS, L.P. · control person
- ListedBothamley, Julie · MANAGING DIRECTOR · Less than 5% · control person
- ListedCHILTONLINK LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED · control person
- ListedFREILICH, PAUL, ALLEN · DEPUTY CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedKOLLMORGEN, LAILA, MARIE · MANAGING DIRECTOR · Less than 5% · control person
- ListedLAPHAM, JOHN, GORDON · PRESIDENT · Less than 5% · control person
- ListedLI, RICHARD, TZAR KAI · SHAREHOLDER · 75% or more · indirect via CHILTONLINK LIMITED · control person
- ListedMEISSNER, ANDREW, JEFFREY · MANAGING DIRECTOR · Less than 5% · control person
- ListedOH, STEVEN, SUK MIN · MANAGING DIRECTOR · Less than 5% · control person
- ListedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · LIMITED PARTNER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · control person
- ListedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY PARTNERS GP LIMITED · control person
- ListedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · SHAREHOLDER · 75% or more · indirect via BRIDGE HOLDINGS COMPANY LIMITED · control person
- ListedPACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · LIMITED PARTNER · 75% or more · indirect via PINEBRIDGE INVESTMENTS, L.P. · control person
- ListedPACIFIC CENTURY INVESTMENT HOLDINGS NO. 1 LIMITED · SHAREHOLDER · 75% or more · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS) LIMITED · control person
- ListedPACIFIC CENTURY PARTNERS GP LIMITED · GENERAL PARTNER · General partner, trustee or manager · indirect via PACIFIC CENTURY INVESTMENT HOLDINGS (CAYMAN ISLANDS), L.P. · control person
- ListedPINEBRIDGE INVESTMENTS HOLDINGS US LLC · SHAREHOLDER · 75% or more · indirect via PINEBRIDGE INVESTMENTS, LLC · control person
- ListedPINEBRIDGE INVESTMENTS LLC · DIRECT OWNER · 75% or more · control person
- ListedPINEBRIDGE INVESTMENTS, L.P. · SHAREHOLDER · 75% or more · indirect via PINEBRIDGE INVESTMENTS HOLDINGS US LLC · control person
- ListedPRINZIVALLI, DAVID, EDWARD · CHIEF FINANCIAL OFFICER · Less than 5% · control person
- ListedSHAPIRO, JOSHUA, FRED · CHIEF COMPLIANCE OFFICER · Less than 5%
- ListedSLUYTERS, JULIAN, FERNAND · CHIEF OPERATING OFFICER · Less than 5% · control person
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- NVIDIA CORPORATION COM$328.6M +37.6%
- MICROSOFT CORP COM$178.8M +22.3%
- ALPHABET INC CAP STK CL A$163.9M +50.2%
- APPLE INC COM$158.4M +25.8%
- UNION PAC CORP COM$100.8M +89.4%
Top Trims
- YUM CHINA HLDGS INC COM-$254.9M -80.9%
- LOCKHEED MARTIN CORP COM-$50.9M -94.4%
- CAPITAL ONE FINL CORP COM-$34.8M -64.7%
- BERKSHIRE HATHAWAY INC DEL CL B NEW-$30.7M -16.3%
- ALTRIA GROUP INC COM-$29.6M -52.7%
New Positions
- VICI PPTYS INC COM$39.6M
- FORD MTR CO COM$21.6M
- VENTAS INC COM$10.7M
- ENERGY FUELS INC COM NEW$10.3M
- SAILPOINT INC COM$7.8M
Exited Positions
- AVALONBAY CMNTYS INC COM$21.6M
- DANAHER CORPORATION COM$16.8M
- VARONIS SYS INC COM$15.4M
- PPL CORP COM$13.0M
- BROWN FORMAN CORP CL B$11.6M
PineBridge Investments, L.P. Holdings (2025-09-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION COM | NVDA | 67066G104 | $1.20B | 8.93% | 6,445,126 | SH |
| 2 | MICROSOFT CORP COM | MSFT | 594918104 | $979.1M | 7.27% | 1,890,343 | SH |
| 3 | APPLE INC COM | AAPL | 037833100 | $773.4M | 5.74% | 3,037,520 | SH |
| 4 | ALPHABET INC CAP STK CL A | GOOGL | 02079K305 | $490.3M | 3.64% | 2,016,975 | SH |
| 5 | META PLATFORMS INC CL A | META | 30303M102 | $413.4M | 3.07% | 562,907 | SH |
| 6 | AMAZON COM INC COM | AMZN | 023135106 | $390.5M | 2.90% | 1,778,316 | SH |
| 7 | JPMORGAN CHASE & CO. COM | JPM | 46625H100 | $305.0M | 2.26% | 966,969 | SH |
| 8 | ISHARES TR 1 3 YR TREAS BD | SHY | 464287457 | $295.1M | 2.19% | 3,557,000 | SH |
| 9 | BROADCOM INC COM | AVGO | 11135F101 | $275.7M | 2.05% | 835,668 | SH |
| 10 | UNION PAC CORP COM | UNP | 907818108 | $213.5M | 1.59% | 903,346 | SH |
| 11 | TESLA INC COM | TSLA | 88160R101 | $184.4M | 1.37% | 414,632 | SH |
| 12 | ALPHABET INC CAP STK CL C | GOOG | 02079K107 | $166.4M | 1.24% | 683,249 | SH |
| 13 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK.B | 084670702 | $157.3M | 1.17% | 312,842 | SH |
| 14 | EXXON MOBIL CORP COM | XOM | 30231G102 | $143.3M | 1.06% | 1,270,762 | SH |
| 15 | MASTERCARD INCORPORATED CL A | MA | 57636Q104 | $129.9M | 0.96% | 228,286 | SH |
| 16 | HONEYWELL INTL INC COM | HON | 438516106 | $117.2M | 0.87% | 556,982 | SH |
| 17 | GOLDMAN SACHS GROUP INC COM | GS | 38141G104 | $115.6M | 0.86% | 145,151 | SH |
| 18 | PALO ALTO NETWORKS INC COM | PANW | 697435105 | $103.9M | 0.77% | 510,132 | SH |
| 19 | STATE STR CORP COM | STT | 857477103 | $102.1M | 0.76% | 880,356 | SH |
| 20 | ELI LILLY & CO COM | LLY | 532457108 | $98.9M | 0.73% | 129,683 | SH |
| 21 | VISA INC COM CL A | V | 92826C839 | $97.6M | 0.72% | 285,809 | SH |
| 22 | LOWES COS INC COM | LOW | 548661107 | $95.9M | 0.71% | 381,618 | SH |
| 23 | HOME DEPOT INC COM | HD | 437076102 | $88.2M | 0.66% | 217,699 | SH |
| 24 | MOTOROLA SOLUTIONS INC COM NEW | MSI | 620076307 | $86.1M | 0.64% | 188,392 | SH |
| 25 | CROWDSTRIKE HLDGS INC CL A | CRWD | 22788C105 | $82.4M | 0.61% | 168,120 | SH |
| 26 | BANK AMERICA CORP COM | BAC | 060505104 | $82.1M | 0.61% | 1,591,214 | SH |
| 27 | LAM RESEARCH CORP COM NEW | LRCX | 512807306 | $80.6M | 0.60% | 601,857 | SH |
| 28 | NETFLIX INC COM | NFLX | 64110L106 | $79.9M | 0.59% | 66,637 | SH |
| 29 | SYNOPSYS INC COM | SNPS | 871607107 | $79.5M | 0.59% | 161,081 | SH |
| 30 | WALMART INC COM | WMT | 931142103 | $78.9M | 0.59% | 766,051 | SH |
| 31 | PROCTER AND GAMBLE CO COM | PG | 742718109 | $76.4M | 0.57% | 497,149 | SH |
| 32 | PALANTIR TECHNOLOGIES INC CL A | PLTR | 69608A108 | $71.9M | 0.53% | 394,141 | SH |
| 33 | INTUIT COM | INTU | 461202103 | $70.9M | 0.53% | 103,868 | SH |
| 34 | CITIGROUP INC COM NEW | C | 172967424 | $70.8M | 0.53% | 697,116 | SH |
| 35 | ARGENX SE SPONSORED ADR | ARGX | 04016X101 | $70.6M | 0.52% | 95,723 | SH |
| 36 | SCHWAB CHARLES CORP COM | SCHW | 808513105 | $70.2M | 0.52% | 735,027 | SH |
| 37 | THERMO FISHER SCIENTIFIC INC COM | TMO | 883556102 | $66.8M | 0.50% | 137,676 | SH |
| 38 | FIDELITY NATL INFORMATION SV COM | FIS | 31620M106 | $63.2M | 0.47% | 958,057 | SH |
| 39 | QUALCOMM INC COM | QCOM | 747525103 | $63.1M | 0.47% | 379,074 | SH |
| 40 | SERVICENOW INC COM | NOW | 81762P102 | $62.9M | 0.47% | 68,353 | SH |
| 41 | FORTINET INC COM | FTNT | 34959E109 | $62.2M | 0.46% | 740,352 | SH |
| 42 | COSTCO WHSL CORP NEW COM | COST | 22160K105 | $60.6M | 0.45% | 65,440 | SH |
| 43 | YUM CHINA HLDGS INC COM | YUMC | 98850P109 | $60.2M | 0.45% | 176,450 | SH |
| 44 | PROLOGIS INC. COM | PLD | 74340W103 | $58.5M | 0.43% | 510,719 | SH |
| 45 | GE AEROSPACE COM NEW | GE | 369604301 | $57.7M | 0.43% | 191,757 | SH |
| 46 | C H ROBINSON WORLDWIDE INC COM NEW | CHRW | 12541W209 | $57.4M | 0.43% | 433,837 | SH |
| 47 | CME GROUP INC COM | CME | 12572Q105 | $56.4M | 0.42% | 208,895 | SH |
| 48 | MORGAN STANLEY COM NEW | MS | 617446448 | $56.4M | 0.42% | 354,676 | SH |
| 49 | WELLS FARGO CO NEW COM | WFC | 949746101 | $56.1M | 0.42% | 669,732 | SH |
| 50 | ARISTA NETWORKS INC COM SHS | ANET | 040413205 | $56.1M | 0.42% | 384,872 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-09-30 | 2025-11-14 | $13.47B | 524 | 0001193125-25-281818 |
| 2025-06-30 | 2025-08-13 | $12.60B | 552 | 0000950123-25-007775 |