PSC Principal Exchange-Traded Funds Principal U.S. Small-Cap ETF

ETF

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PSC — —
Key stats
About

Principal Exchange-Traded Funds Principal U.S. Small-Cap ETF (PSC) ETF

No description available.

Exchange
XNAS
Inception
2016-09-21
Has Options
No
Fund profile
holdings as of Oct 2, 2026third-party datathrough Jun 2026flows, SEC filings
US Equity Small Cap Blend#12 of 53 by assets Principal US Actively managed
Expense ratio
0.38%
prospectus, filed Oct 27, 2025
Assets
$2.7B
shares × price, Oct 16, 2026
Trailing yield
0.60%
paid quarterly
Average daily volume
$7.7M
30 sessions
Holdings
490
top 10 are 9.2%
Listed
Sep 21, 2016
Nasdaq
Closure risk, 12 months
0.4%
low · model
FrenzyCap ETF score
72
how it is built
Cost53
Liquidity63
Scale90
Diversification100

Moves with. US large-cap stocks (57% of its variance, beta 0.96); Small caps over large (37% of its variance, beta 0.85). These factors explain 92% of its daily moves over the last year.

Stated objective. The Fund seeks long-term growth of capital. (from the fund's prospectus)

All 490 holdingsFlow historySimilar fundsOverlap toolAll Small Cap Blend ETFs

Fund flows
through Jun 2026SEC filings
Jun 2026
+$41M
latest reported month
Latest 3 months
+$149M
+6.4% of assets
Latest 12 months
+$1.1B
+47.4% of assets
Jul 2025: +$35MAug 2025: +$97MAugSep 2025: +$57MOct 2025: +$405M+$405MOctNov 2025: +$49MDec 2025: +$60MDecJan 2026: +$123MFeb 2026: +$97MFebMar 2026: +$32M+$32MApr 2026: +$50MAprMay 2026: +$58MJun 2026: +$41MJun
View as a table
Net flows of PSC by month, Jul 2025 to Jun 2026
MonthNet flow
Jun 2026+$41M
May 2026+$58M
Apr 2026+$50M
Mar 2026+$32M
Feb 2026+$97M
Jan 2026+$123M
Dec 2025+$60M
Nov 2025+$49M
Oct 2025+$405M
Sep 2025+$57M
Aug 2025+$97M
Jul 2025+$35M

Net creations and redemptions from the fund's SEC filings, which become public about 60 days after each quarter. Every month since 84 months ago

Similar funds
FundOverlapFeeAssets1Y
RESMColumbia Research Enhanced Small Cap ETF47%0.32%$3.7M—compare
GSSCGS ActiveBeta U.S. Small Cap Equity ETF42%0.20%$1.0B+11.5%compare
IWOiShares Russell 2000 Growth ETF42%0.24%$13.4B+1.1%compare
VTWGVanguard Russell 2000 Growth ETF40%0.06%$1.4B+1.3%compare
RSSLGlobal X Russell 2000 ETF40%0.08%$1.4B+7.8%compare

Ranked by how much of the two portfolios is the same securities.

Look-through: what the holdings say
weights as of Oct 2, 2026third-party data
Holdings vs fair value
+16.8%
58% under, 22% over · 98% covered
Price / earnings
23.2
13% loss-making · 96% covered
Price / book · sales
2.4 · 1.2
revenue growth +9.0%
Above 200-day average
63%
35% above 50-day · by weight
Short interest
9.5%
of float, weighted · 5.4 days to cover
Insider buying
5%
of weight had net insider buying, 90 days; 55% net selling
13F holders
+3.5%
change in shares held by institutions, latest quarter
Reporting earnings
14.2%
of weight in 7 days; 44.1% in 14
Largest contributors below fair value
WT+50%BFH+50%IDCC+50%FCFS+46%QLYS+50%
Largest contributors above fair value
FLYW−40%TXG−12%NE−46%TVTX−36%TWST−11%

Each figure is the fund's holdings weighted by position size, using our data on those stocks, and covers only the share of the stock holdings stated. Positive fair value means the holdings trade below our estimate.

What changed in the portfolio
Mar 31, 2026 → Jun 30, 2026
ActionHoldingWeight beforeWeight afterShares vs flows
ExitFOLDAmicus Therapeutics Inc0.41%——
ExitINTWFCSG Systems International Inc0.25%——
DecreaseATROAstronics Corp0.28%0.05%−83.0%
ExitSNCYSun Country Airlines Holdings Inc0.11%——
ExitTHRThermon Group Holdings Inc0.10%——
ExitHTBKHeritage Commerce Corp0.09%——
ExitGLDDGreat Lakes Dredge & Dock Corp0.08%——
ExitUDMYUdemy Inc0.05%——

Full holdings and history

Under the hood
fiscal year to Jun 30, 2026SEC census
Authorized participants
5 active
of 16 with agreements; top 3 did 89%
Created · redeemed
$1.7B · $594M
over the fiscal year
Redemptions in kind
100%
creations 100% in kind
Creation unit
20,000
shares
Securities lending
1.13%
of assets on loan on average; earned 0.5 bp

From the fund's annual census filing with the SEC. In-kind redemptions are what let an ETF shed appreciated securities without realising gains.

ETF Profile
holdings as of 2026-06-30
Holdings
510
AUM
$2.3B
Provider
Nport
Inception
2016-09-21
Exchange
XNAS
Data As Of
2026-06-30
Expense Ratio
0.38%
Dividend Yield
0.60%
Distribution
Quarterly
Recent distributions
Ex-Date Pay Date Amount Type
2026-10-01 2026-10-05 $0.1257 CD
2026-07-01 2026-07-06 $0.0868 CD
2026-04-01 2026-04-06 $0.1078 CD
2025-12-29 2025-12-31 $0.0812 CD
2025-10-01 2025-10-03 $0.0846 CD
2025-07-01 2025-07-03 $0.1101 CD
Asset Allocation
Top Holdings
top 50 of 510 holdings
Symbol Name Weight % Asset Class Country
— Credo Technology Group Holding Ltd 1.38% Equity (common) KY
HIMS Hims & Hers Health Inc 1.31% Equity (common) US
SEZL Sezzle Inc 1.30% Equity (common) US
DOCN DigitalOcean Holdings Inc 1.19% Equity (common) US
STRL Sterling Infrastructure Inc 1.17% Equity (common) US
VICR Vicor Corp 1.05% Equity (common) US
AGX Argan Inc 1.03% Equity (common) US
TTMI TTM Technologies Inc 1.03% Equity (common) US
BFH Bread Financial Holdings Inc 0.92% Equity (common) US
GH Guardant Health Inc 0.87% Equity (common) US
PL Planet Labs PBC 0.84% Equity (common) US
RMBS Rambus Inc 0.79% Equity (common) US
ZETA Zeta Global Holdings Corp 0.78% Equity (common) US
ENVA Enova International Inc 0.76% Equity (common) US
POWL Powell Industries Inc 0.75% Equity (common) US
COMP Compass Inc 0.72% Equity (common) US
DY Dycom Industries Inc 0.72% Equity (common) US
— Fabrinet 0.70% Equity (common) KY
SANM Sanmina Corp 0.64% Equity (common) US
EAT Brinker International Inc 0.64% Equity (common) US
NXT Nextpower Inc 0.63% Equity (common) US
HWC Hancock Whitney Corp 0.63% Equity (common) US
MYRG MYR Group Inc 0.62% Equity (common) US
AEIS Advanced Energy Industries Inc 0.62% Equity (common) US
GTLS Chart Industries Inc 0.62% Equity (common) US
AHR American Healthcare REIT Inc 0.61% Equity (common) US
BBIO Bridgebio Pharma Inc 0.60% Equity (common) US
ENS EnerSys 0.60% Equity (common) US
GVA Granite Construction Inc 0.56% Equity (common) US
VSXY Victoria's Secret & Co 0.56% Equity (common) US
ACLS Axcelis Technologies Inc 0.55% Equity (common) US
SNEX StoneX Group Inc 0.54% Equity (common) US
WT WisdomTree Inc 0.53% Equity (common) US
SIGI Selective Insurance Group Inc 0.53% Equity (common) US
BKH Black Hills Corp 0.53% Equity (common) US
SPXC SPX Technologies Inc 0.52% Equity (common) US
AUB Atlantic Union Bankshares Corp 0.52% Equity (common) US
BTSG BrightSpring Health Services Inc 0.52% Equity (common) US
KGS Kodiak Gas Services Inc 0.50% Equity (common) US
ACMR ACM Research Inc 0.50% Equity (common) US
TEX Terex Corp 0.50% Equity (common) US
PJT PJT Partners Inc 0.50% Equity (common) US
FCFS FirstCash Holdings Inc 0.49% Equity (common) US
PTEN Patterson-UTI Energy Inc 0.48% Equity (common) US
PTCT PTC Therapeutics Inc 0.47% Equity (common) US
PTGX Protagonist Therapeutics Inc 0.47% Equity (common) US
HQY HealthEquity Inc 0.46% Equity (common) US
IESC IES Holdings Inc 0.46% Equity (common) US
MOG.A Moog Inc 0.46% Equity (common) US
FULT Fulton Financial Corp 0.46% Equity (common) US
Geographic Breakdown
Chart
Seasonality
'21'22'23'24'25'26Avg
Jan7.31%-8.27%10.01%-0.48%4.27%3.46%2.72%
Feb7.77%-0.92%-2.54%3.66%-3.36%-0.77%0.64%
Mar1.13%2.86%-5.51%2.38%-2.45%-5.43%-1.17%
Apr2.76%-8.38%-1.50%-4.78%-1.91%9.69%-0.69%
May1.59%1.09%-1.31%3.73%6.57%3.72%2.56%
Jun-0.25%-8.24%8.21%-0.64%3.64%6.65%1.56%
Jul-3.38%8.18%4.72%9.59%-0.99%-2.88%2.54%
Aug3.18%-2.77%-2.90%1.17%7.10%-0.31%0.91%
Sep-2.82%-7.85%-5.82%4.40%3.06%-2.40%-1.91%
Oct0.36%8.40%-4.93%-1.07%-0.35%-0.24%*0.36%
Nov-4.14%2.74%7.53%10.09%2.96%--3.84%
Dec5.27%-6.92%7.56%-9.26%0.45%---0.58%
Total19.49%-20.17%12.22%18.57%19.95%11.05%10.18%
Technical Indicators

Quick-reference for reading the values below. Indicators combine to confirm a view — no single one is a trade signal on its own.

Trend Indicators
  • SMA 20 / 50 / 200 — price above = uptrend, below = downtrend. SMA 50 crossing SMA 200 is the golden/death cross.
  • EMA 12 / 26 — faster-reacting averages; 12 above 26 is short-term bullish.
  • MACD — bullish when MACD > signal (green badge), bearish when below. Divergence from price often precedes reversals.
  • ADX (14) — trend strength regardless of direction. <20 range, 20–25 weak trend, 25–50 trend, >50 strong trend.
  • +DI / −DI — +DI > −DI favors bulls; the reverse favors bears. Read alongside ADX.
Momentum Oscillators
  • RSI (14) — <30 oversold, >70 overbought. 40–60 is neutral; trending names can stay extreme.
  • Stochastic %K / %D — <20 oversold, >80 overbought. %K crossing %D is an early momentum signal.
  • Williams %R — inverted scale: <−80 oversold, >−20 overbought.

Oscillators work best in range-bound markets; in strong trends they give premature reversal signals.

Volume & Volatility
  • Bollinger Bands — price at upper band = overbought, lower = oversold. Narrow bands (squeeze) often precede expansion.
  • OBV — cumulative volume; rising OBV confirms uptrend, falling OBV confirms downtrend. Divergence from price is a warning.
  • Vol SMA 20 / Vol ROC — today's volume vs. 20-day average. Positive ROC with price move = conviction.
  • ATR / True Range — average daily $ move; sizing and stop-loss reference.
  • HV 20 / 30 / 60 — realized (historical) volatility. Compare to IV on the options cards: IV > HV = rich premium.

Confluence matters: trend + momentum + volume agreeing carries far more weight than any single indicator. For how these feed the spread scanner score, see the algorithm docs →

Trend Indicators

SMA 20: $67.30
SMA 50: $68.36
SMA 200: $64.41
Current: $66.78
EMA 12: $67.22
EMA 26: $67.52
MACD: -0.3006 | Signal: -0.0048
BEARISH
ADX (14): 17.47
RANGE
+DI: 20.78
−DI: 24.99

Momentum Oscillators

RSI (14): 42.82
NEUTRAL
Stoch %K: 29.87
Stoch %D: 34.51
Williams %R: -77.65

Volume & Volatility

BB Upper: $68.14
BB Lower: $66.46
NEUTRAL
OBV: 4,479,880
Vol SMA 20: 110,042
Vol ROC: 11.80%
ATR: $0.81
True Range: $0.46
HV 20: 11.7%
HV 30: 10.4%
HV 60: 11.2%

Data Summary

Data Points: 500
Last Updated:
Date Range: 2024-10-21T00:00:00 – 2026-10-19T00:00:00
AI Analysis

Click Frenzy-Pro™ for an AI analysis of this ticker.

Analysis includes technical indicators, news sentiment, risk assessment, and specific price levels to watch.

News
All PSC news →
Showing 1–10 of 50
Page 1 of 5

PSC Options Activity & IV Rank

Loading options activity...
Spread Scanner GPU
Full Algorithm Docs ↗

Each spread is ranked by a composite score built in three stages. Full documentation →

Stage 1 — Base Score (GPU scanner)

score = P(profit) × (credit / spread_width)
P(profit) from short leg delta (1 − |delta|), penalised above 85%. Credit uses mid-price to handle illiquid chains fairly.

Stage 2 — Skew Adjustment (±25% cap)

RR and BF (30-delta) from the persisted per-symbol skew snapshot — wing strikes picked by real greeks.delta, not a moneyness proxy. Put skew boosts bull puts, penalises bear calls. High butterfly boosts iron condors. Calendars are skew-neutral.

Stage 3 — Technical Overlay (±50% cap, 5 groups)
Group 1 · Directional Bias (±0.25)
  • RSI <40 bullish / >60 bearish
  • MACD crossover + histogram trend
  • Price vs SMA 50 & SMA 200
Group 2 · Momentum (±0.10)
  • Stochastic %K <20 / >80
  • Williams %R <−80 / >−20
Group 3 · Volatility (up to −0.25 / +0.15)
  • Blended ATR + straddle expected-move penalty
  • Bollinger Band signal (+ counter-trend penalty)
  • BB width — vol contraction boost for ICs
Group 4 · IV Regime (±0.15)
  • IV rank ≥ 75 → strong boost for credit spreads
  • IV rank < 25 → penalty (selling cheap vol)
Group 5 · Liquidity (penalty up to −0.10)
  • Min open interest across all legs
  • OI < 100 → −0.10 · OI < 500 → −0.05

score = base_score × skew_multiplier × tech_multiplier
Both multipliers are shown per spread. Beta is informational only — ATR already captures realized vol. Full algorithm documentation →

Enter a ticker to scan for optimal spread opportunities.

Evaluates all bull put, bear call, iron condor, and calendar spread combinations using GPU-accelerated analysis.

Skew (Wing IV − ATM IV)
DTE:
Wing Δ:
Metric:
Wing vs ATM
IV(put wing) − IV(ATM), in vol points

How much the OTM put trades above (or below) the at-the-money strike. Measures the height of the put-side tail relative to ATM — i.e. how expensive crash insurance is on this name.

  • Positive (typical) — wing IV > ATM IV. Standard equity put skew: portfolios bid up crash protection, so OTM puts trade richer than ATM.
  • Near zero or negative (unusual) — wing IV ≤ ATM IV. Flat or inverted put side. Common when there's no fear demand, in tightly mean-reverting names, or right after an earnings catalyst clears.
  • Percentile vs own 3-yr history: high = wings rich (good time to sell wing premium); low = wings cheap (good time to buy protection).
  • Not directional — high or low wings don't predict up or down moves. It's a price tag on tail insurance, not a forecast.
Risk Reversal
IV(call wing) − IV(put wing), equal delta on each side

Which side of the smile is the market paying up for? Measures the tilt of the surface — call skew vs put skew at matched deltas.

  • Negative (typical) — puts richer than calls. Standard equity behavior: hedging demand makes puts carry a premium. Most large-caps sit in the −1 to −5 vol-point range.
  • Strongly negative (< −5 pts) — heavy downside hedging, elevated fear, or an upcoming catalyst (earnings, FDA, macro event). Worth flagging.
  • Positive — calls richer than puts. Unusual for equities; signals bullish momentum, short-squeeze positioning, or takeover/M&A speculation.
  • Near zero — symmetric surface. Market sees roughly equal up/down risk. Rare for large-caps; more common in commodities and FX.
Reading them together

Wing-vs-ATM tells you how expensive the tails are. Risk Reversal tells you which side is favored. Combined:

  • High wing percentile + deeply negative RR → strong put bid; stress or major event priced in. Owning protection costs a premium; selling put premium is dangerous.
  • Low wing percentile + near-zero RR → complacency; insurance cheap and balanced. Good environment to add cheap downside hedges.
  • Positive RR + elevated wings → call-side fear-of-missing-out; common in squeeze setups. Upside calls expensive, downside puts not bid.
14 DTE / 10d —
— pts EXTREME
ATM — / Wing —
30 DTE / 10d —
— pts EXTREME
ATM — / Wing —

Percentile is the rank of today's reading within ~3 years of this symbol's own history. High percentile = wings are rich relative to history; not a directional signal. Skew is read off the chain in real time, not from CBOE SKEW.

Volatility Surface

Enter a ticker to render the implied volatility surface.

Volatility Smile

Enter a ticker to render the implied volatility smile.

IV Rank (7 DTE)
IV Rank (30 DTE)
Straddle Price (30 DTE)
Beta Analysis

Risk Metrics

Beta: 1.0542
Alpha: 2.97%
Correlation: 0.7959
R-Squared: 63.3%
Stock Volatility: 16.9%
Market Volatility: 12.7%

Analysis Details

Benchmark: SPY
Data Points: 251
Period: 252 trading days
Interpretation:
Above average volatility - stock moves with market amplification
Beta & Alpha Over Time

PSC Institutional Ownership (13F)

Latest filings — 2026-09-30

Institutional managers with $100M+ AUM file Form 13F-HR quarterly, due 45 days after quarter end. Holdings are reported gross at quarter-end market value — they are a snapshot, not a real-time position.

  • Shares — long equity positions in this name, aggregated across share classes.
  • Calls / Puts — notional value of long call / put exposure where this ticker is the underlying.
  • % of Float — holder's reported shares divided by the latest diluted shares outstanding. Sums above 100% indicate large custodian / prime broker positions where the same shares are reported by multiple filers.
  • Custodian badge — filers with more than 5,000 holdings are typically broker-dealers / custodians reporting customer-held shares, not active managers.

Each filer is counted once at its latest 13F-HR filing. New filings are ingested on a weekly cadence.

106 filers32,182,394 shares$2.25B value
# Filer Shares Value % of Total % of Float Period
1 Principal Financial Group, Inc. 12,910,411 $904.74M 40.17% — 2026-06-30
2 Envestnet Asset Management, Inc. 2,636,708 $184.90M 8.21% — 2026-06-30
3 PRINCIPAL SECURITIES, INC. 2,457,408 $172.32M 7.65% — 2026-06-30
4 Ameriprise Financial, Inc. Custodian 2,376,463 $166.65M 7.40% — 2026-06-30
5 Raymond James Financial, Inc. Custodian 1,911,612 $134.05M 5.95% — 2026-06-30
6 Morgan Stanley Custodian 1,846,817 $129.51M 5.75% — 2026-06-30
7 Wells Fargo & Company Custodian 1,384,462 $97.08M 4.31% — 2026-06-30
8 LPL Financial LLC Custodian 1,202,550 $84.33M 3.74% — 2026-06-30
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 529,381 $35.62M 1.58% — 2026-09-30
10 Royal Bank of Canada Custodian 354,175 $24.84M 1.10% — 2026-06-30
11 CIBC Bancorp USA Inc. 296,591 $20.71M 0.92% — 2026-06-30
12 Bank of New York Mellon Corp Custodian 275,591 $19.33M 0.86% — 2026-06-30
13 TRUIST FINANCIAL CORP Custodian 259,009 $18.16M 0.81% — 2026-06-30
14 Northwestern Mutual Wealth Management Co 235,305 $16.50M 0.73% — 2026-06-30
15 Veracity Capital LLC 246,523 $16.45M 0.73% — 2026-09-30
16 Hudson Capital Management LLC 193,743 $13.59M 0.60% — 2026-06-30
17 Stifel Financial Corp Custodian 182,101 $12.77M 0.57% — 2026-06-30
18 COMMONWEALTH EQUITY SERVICES, LLC 178,518 $12.52M 0.56% — 2026-06-30
19 PSI Advisors, LLC 152,856 $10.72M 0.48% — 2026-06-30
20 First Heartland Consultants, Inc. 156,599 $10.45M 0.46% — 2026-09-30
21 OSAIC HOLDINGS, INC. Custodian 147,039 $10.31M 0.46% — 2026-06-30
22 RFG - Bristol Wealth Advisors, LLC 147,921 $9.87M 0.44% — 2026-09-30
23 &PARTNERS 134,933 $9.45M 0.42% — 2026-06-30
24 Rockefeller Capital Management L.P. Custodian 130,331 $9.14M 0.41% — 2026-06-30
25 SAGESPRING WEALTH PARTNERS, LLC 97,136 $6.81M 0.30% — 2026-06-30
# Filer Notional Value % of Total Period
# Filer Notional Value % of Total Period
Constituent Performance

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Constituents
Symbol Name Weight % Price 1 Day 1 Week 1 Month